Jeffrey S. Weick
Professional summary
Jeffrey S Weick was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Jeffrey had worked at 4 firms, which includes SALOMON GREY FINANCIAL CORPORATION, LH ROSS & COMPANY INC., NATIONAL SECURITIES CORPORATION, NEWBRIDGE SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2004 - July 13, 2005
SALOMON GREY FINANCIAL CORPORATION
January 9, 2003 - August 20, 2004
LH ROSS & COMPANY, INC.
June 21, 2002 - September 20, 2002
NATIONAL SECURITIES CORPORATION
April 23, 2002 - May 29, 2002
NEWBRIDGE SECURITIES CORPORATION
March 14, 2002 - May 8, 2002
LH ROSS & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SALOMON GREY FINANCIAL CORPORATION
CRD#: 43413 / SEC#: , 8-50268
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 5 |
| Financial | 1 |
Red Flags
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