Michael J. Filing

FAS WEALTH PARTNERS

Leawood, KS 66224

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CRD#: 4293520

Professional summary

Michael John Filing, CFP®, who also goes by Michael John Filling, is a registered financial advisor currently at FAS WEALTH PARTNERS, INC. located in Leawood, Kansas and FAS CORP. located in Leawood, Kansas.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 8 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael John Filling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Filing's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

November 15, 2022 - Present

FAS WEALTH PARTNERS, INC.

Office #1: 4747 W 135 Street Suite 100, Leawood, KS 66224

RIA

CRD#: 109796

Leawood, KS

Current

January 13, 2025 - Present

FAS CORP.

Office #1: 4747 West 135th Street, Suite 100, Leawood, KS 66224

CRD#: 43536

Leawood, KS

Past

February 22, 2013 - August 1, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

DEPEW, NY

Past

July 18, 2011 - December 31, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

DEPEW, NY

Past

July 18, 2011 - August 1, 2013

LPL FINANCIAL LLC

CRD#: 6413

DEPEW, NY

Past

August 18, 2008 - June 27, 2011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

AMHERST, NY

Past

July 3, 2008 - June 27, 2011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

AMHERST, NY

Past

May 9, 2005 - May 15, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

DEPEW, NY

Past

March 18, 2004 - May 9, 2005

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

September 9, 2003 - January 8, 2004

JBS LIBERTY SECURITIES, INC.

CRD#: 36179

KANNAPOLIS, NC

Past

February 15, 2001 - August 22, 2003

TAMARACK DISTRIBUTORS INC.

CRD#: 11181

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAS WEALTH PARTNERS, INC.

CRD#: 109796 / SEC#: 801-19282

RIA

Registered Investment Advisory firm - (7/21/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Kansas
(11/15/2022)

Kansas
(3/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/10/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/15/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/13/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 12/20/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/31/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/14/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FAS WEALTH PARTNERS, INC.

CRD#: 109796 / SEC#: 801-19282

RIA

Registered Investment Advisory firm - (7/21/1983 Approved)

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Contact information

Main Address

4747 W 135 Street Suite 100, Leawood, KS 66224

Mailing Address

Phone number

(913) 239-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAS FORM ADV PART 2A BROCHURE 20230331 (10/6/2025)

Regulatory assets under management

Total Number of Accounts	5,010
AUM (Assets Under Management)	$ 3,085,389,748

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/01/2025	Cover Page	Report
01/31/2024	Cover Page	Report
01/31/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Filing

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Filing's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAS CORP.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

UVEST FINANCIAL SERVICES GROUP, INC.

TOWER SQUARE SECURITIES, INC.

JBS LIBERTY SECURITIES, INC.

TAMARACK DISTRIBUTORS INC.

Primary Firm SEC Registration

FAS WEALTH PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/10/2025

Series 65

Date: 8/15/2008

Series 6TO

Date: 1/13/2025

SIE

Date: 12/20/2024

Series 7

Date: 10/31/2006

Series 6

Date: 2/14/2001

FINRA

Current Firm

FAS WEALTH PARTNERS, INC.

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FAS WEALTH PARTNERS, INC.

TRUST BUT VERIFY

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