Scott J. Molepske
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Joseph Molepske was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2000. Scott had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - January 16, 2019
SUPERIOR FINANCIAL SERVICES,INC.
July 2, 2004 - November 29, 2012
CETERA INVESTMENT ADVISERS LLC
June 30, 2004 - November 29, 2012
CETERA FINANCIAL SPECIALISTS LLC
July 3, 2003 - July 2, 2004
HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.
November 10, 2000 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SUPERIOR FINANCIAL SERVICES,INC.
CRD#: 104165 / SEC#: , 8-52618
Contact information
FINRA licenses (27 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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