Laurie A. Brown

SANFORD C. BERNSTEIN & CO.

Nashville, TN 37203

Some features on this profile are disabled

CRD#: 4293169

Professional summary

Laurie Allison Brown, who also goes by Laurie Allison Brown, Laurie Allison Hinck, is a registered financial professional currently at SANFORD C. BERNSTEIN & CO., LLC located in Nashville, Tennessee.

Laurie is registered as a RR (Registered Representative) and started their career in finance in 2000. Laurie has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Laurie Allison Brown | Laurie Allison Hinck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Laurie Allison Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2023 - Present

SANFORD C. BERNSTEIN & CO., LLC

Office #1: 501 Commerce Street 24th Floor, Nashville, TN 37203

RIA

CRD#: 104474

Nashville, TN

Past

June 13, 2014 - January 9, 2018

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

CHICAGO, IL

Past

May 19, 2006 - January 9, 2018

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

CHICAGO, IL

Past

December 7, 2000 - June 18, 2004

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NASHVILLE, TN

Past

November 3, 2000 - December 7, 2000

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANFORD C. BERNSTEIN & CO., LLC

AUTONOMOUS | SANFORD C. BERSTEIN & CO., LLC | SANFORD C. BERNSTEIN & CO., LLC | BERNSTEIN

CRD#: 104474 / SEC#: 801-57937, 8-52942

RIA

Registered Investment Advisory firm - SEC (9/28/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/8/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/8/2014

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/2/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/1/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 11/7/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/26/2006

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

SANFORD C. BERNSTEIN & CO., LLC

AUTONOMOUS | SANFORD C. BERSTEIN & CO., LLC | SANFORD C. BERNSTEIN & CO., LLC | BERNSTEIN

CRD#: 104474 / SEC#: 801-57937, 8-52942

RIA

Registered Investment Advisory firm - SEC (9/28/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

501 Commerce Street, Nashville, TN 37203

Mailing Address

501 Commerce Street, Nashville, TN 37203

Phone number

(800) 251-0539

Established

Delaware since 08/16/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

INSTITUTIONAL RESEARCH SERVICES BROCHURE (3/28/2025)

PRIVATE CLIENT FORM ADV BROCHURE (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
ALLIANCE CAPITAL MANAGEMENT LLC	SOLE LLC MEMBER
EISENBERG, STEVEN MICHAEL	HEAD OF BUSINESS DEVELOPMENT	2963027
KRUEGER, GARY MICHAEL	CHIEF FINANCIAL OFFICER AND DIRECTOR	2840211
MEYERS, RICHARD EDWARD	CHIEF EXECUTIVE OFFICER	4453533
PURCELL, KEITH ANDREW	PRINCIPAL OPERATIONS OFFICER	4228391
WRIGHT, DANIEL EUGENE	CHIEF COMPLIANCE OFFICER	2204732

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 1,648,000,000

Disclosures

Regulatory Event	31
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Thomas Ennis

TRUIST ADVISORY SERVICES, INC.

IAR

SUITE 620, TN

Eric Berner

LPL FINANCIAL LLC

IAR

HENDERSONVILLE, TN

James Parker

MORGAN STANLEY

IAR

Franklin, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Laurie A. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Laurie Allison Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

SANFORD C. BERNSTEIN & CO., LLC

SANFORD C. BERNSTEIN & CO., INC.

Primary Firm SEC Registration

SANFORD C. BERNSTEIN & CO., LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/2014

Series 63

Date: 11/8/2000

SIE

Date: 1/9/2018

Series 31

Date: 5/8/2014

Series 7

Date: 11/2/2000

Series 24

Date: 9/1/2023

Series 10

Date: 11/7/2006

Series 9

Date: 10/26/2006

FINRA

Current Firm

SANFORD C. BERNSTEIN & CO., LLC

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

SANFORD C. BERNSTEIN & CO., LLC

TRUST BUT VERIFY

Similar Advisors