Fabio Frischer

XP INVESTMENTS US

New York, NY 10036

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CRD#: 4292886

Professional summary

Fabio Frischer is a registered financial professional currently at XP INVESTMENTS US, LLC located in New York, New York.

Fabio is registered as a RR (Registered Representative) and started their career in finance in 2001. Fabio has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Fabio Frischer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2019 - Present

XP INVESTMENTS US, LLC

Office #1: 55 W 46th Street 30th Floor, New York, NY 10036

CRD#: 156691

New York, NY

Past

October 29, 2015 - October 21, 2019

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

October 1, 2008 - October 22, 2010

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

November 7, 2005 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

January 6, 2005 - August 30, 2005

ITAU BBA USA SECURITIES, INC.

CRD#: 118817

NEW YORK, NY

Past

July 5, 2001 - February 26, 2002

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

CRD#: 8010

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/31/2019)

Exams

State Security Law Exam

Series 63

Date: 6/16/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/24/2015

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/24/2015

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

XP INVESTMENTS US, LLC

CRD#: 156691 / SEC#: , 8-68817

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

55 West 46th Street 30th Floor, New York, NY 10036

Mailing Address

701 Brickell Avenue #2120, Miami, FL 33131

Phone number

(786) 732-1100

Established

Delaware since 12/29/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
XP HOLDING INTERNATIONAL, LLC	PARENT COMPANY
COSTA, JOSE EDUARDO	CHIEF EXECUTIVE OFFICER	4983100
GOMEZ, ADELIA MARIEL	CHIEF OPERATING OFFICER/ PRINCIPAL OPERATIONS OFFICER	5477182
SINGER, STEVEN FREDERIC	PRINCIPAL FINANCIAL OFFICER	2360737
WILSON, JARED RYAN	CHIEF COMPLIANCE OFFICER/ AML COMPLIANCE OFFICER	5322068

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Fabio Frischer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Fabio Frischer's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREDIT SUISSE SECURITIES (USA) LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

ITAU BBA USA SECURITIES, INC.

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/29/2015

Series 10

Date: 11/24/2015

Series 9

Date: 8/24/2015

FINRA

Current Firm

XP INVESTMENTS US, LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

XP INVESTMENTS US, LLC

TRUST BUT VERIFY

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