James J. Holtzman

LEGEND FINANCIAL ADVISORS

PITTSBURGH, PA 15237

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CRD#: 4292875

Professional summary

James Jude Holtzman, CFP® is a registered financial advisor currently at LEGEND FINANCIAL ADVISORS INC located in Pittsburgh, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Retirement Planning

Employee and Employer Plan Ben...

Investment Planning

Comprehensive Financial Planni...

Tax Planning

Estate Planning

Do you have an area of expertise or specialization?

Baby Boomers

Business Owners

High Net Worth Client Needs

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Tax Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Jude Holtzman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

April 6, 2004 - Present

LEGEND FINANCIAL ADVISORS INC

Office #1: 5700 Corporate Drive Suite 485, Pittsburgh, PA 15237

RIA

CRD#: 108207

PITTSBURGH, PA

Past

October 28, 2009 - March 11, 2024

EMERGINGWEALTH INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 151471

PITTSBURGH, PA

Past

December 12, 2000 - May 18, 2001

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGEND FINANCIAL ADVISORS INC

CRD#: 108207 / SEC#: 801-44704

RIA

Registered Investment Advisory firm - (9/14/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/6/2004)

IAR

Texas
(12/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/24/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/11/2000

General Securities Representative Examination

Current Firm

LEGEND FINANCIAL ADVISORS INC

CRD#: 108207 / SEC#: 801-44704

RIA

Registered Investment Advisory firm - (9/14/1993 Approved)

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Contact information

Main Address

5700 Corporate Drive Suite 350, Pittsburgh, PA 15237

Mailing Address

Phone number

(412) 635-9210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM DISCLOSURE BROCHURE LEGEND FINANCIAL (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,103
AUM (Assets Under Management)	$ 335,389,223

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James J. Holtzman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Jude Holtzman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGEND FINANCIAL ADVISORS INC

EMERGINGWEALTH INVESTMENT MANAGEMENT, INC.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

LEGEND FINANCIAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/24/2001

Series 7

Date: 12/11/2000

Current Firm

LEGEND FINANCIAL ADVISORS INC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGEND FINANCIAL ADVISORS INC

TRUST BUT VERIFY

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