Daniel A. Neil
FLC CAPITAL ADVISORS
PALM DESERT, CA 92260
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CRD#: 4292619
Professional summary
Daniel Albert Neil, CFP® is a registered financial advisor currently at FLC CAPITAL ADVISORS located in Palm Desert, California and OSAIC WEALTH, INC. located in Palm Desert, California.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***FLC CAPITAL ADVISORS INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 05/2002 ?? LOCATED AT 44750 VILLAGE CT, PALM DESERT, CA 922600 ***INSURANCE SALES POSITION: Insurance Agent NATURE: INSURANCE SALES AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2010 ADDRESS: 44-750 Village Court, Palm Desert CA 92260 DESCRIPTION: Life insurance, LTC Insurance ***INDEPENDENT RIA POSITION: Investment Advisor Reprsentative NATURE: FLC CAPITAL ADVISORS INVESTMENT ADVISORY IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2002 ADDRESS: 44-750 Village Court, Palm Desert CA 92260 DESCRIPTION: Independent RIA ***BULL SHARK PROPERTIES POSITION: Part Owner NATURE: BULL SHARK PROPERTIES LLC/PURCHASE A SINGLE COMMERCIAL BUILDING--25% PATNER INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: 44-750 Village Court, Palm Desert CA 92260 DESCRIPTION: part owner of our office we work in. ***106 RENTAL PROPERTY POSITION: Owner of property NATURE: Residential Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 106 Don Miguel Circle, Palm Desert CA 92260 DESCRIPTION: I have a residential rental property that is rented out from time to time. ***CARROLLTON MALL SOUTH POSITION: Consultant NATURE: Assisting my father (Ken Neil) with managing a commercial real-Estate Property. Leasing and budgeting for expenses. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/08/2024 ADDRESS: 44-750 Village Court, Palm Desert CA 92260 DESCRIPTION: Assisting my father (Ken Neil) with managing a commercial Real-Estate Property. Leasing and Budgeting for expenses.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Albert Neil's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
May 17, 2002 - Present
FLC CAPITAL ADVISORS
Office #1: 44750 Willage Ct, Palm Desert, CA 92260RIA
CRD#: 111822
PALM DESERT, CA
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 44-750 Village Court, Palm Desert, CA 92260RIA
BD
CRD#: 23131
PALM DESERT, CA
Past
December 4, 2001 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
PALM DESERT, CA
Past
December 8, 2000 - February 9, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 8, 2000 - February 9, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FLC CAPITAL ADVISORS
FLC CAPITAL ADVISORS | FLC FINANCIAL NETWORK
CRD#: 111822 / SEC#: 801-77600
RIA
Registered Investment Advisory firm - (2/7/2013 Approved)California
Registered Investment Advisory firm - (3/10/2013 Terminated)Texas
Registered Investment Advisory firm - (2/8/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
IAR
California(5/17/2002)
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
RR
Florida(6/14/2024)
RR
Georgia(6/14/2024)
RR
Illinois(6/14/2024)
RR
Indiana(6/14/2024)
RR
Kentucky(6/14/2024)
RR
Maine(6/14/2024)
RR
Maryland(6/14/2024)
RR
Minnesota(6/14/2024)
RR
Montana(6/14/2024)
RR
Nevada(6/14/2024)
RR
New York(6/14/2024)
RR
Ohio(6/14/2024)
RR
Oregon(6/14/2024)
RR
South Carolina(6/14/2024)
IAR
Texas(4/8/2019)
RR
Texas(6/14/2024)
RR
Utah(6/14/2024)
RR
Virginia(6/14/2024)
RR
Washington(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FLC CAPITAL ADVISORS
FLC CAPITAL ADVISORS | FLC FINANCIAL NETWORK
CRD#: 111822 / SEC#: 801-77600
RIA
Registered Investment Advisory firm - (2/7/2013 Approved)California
Registered Investment Advisory firm - (3/10/2013 Terminated)Texas
Registered Investment Advisory firm - (2/8/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
44750 Village Court, Palm Desert, CA 92260
Mailing Address
Phone number
(760) 779-8110
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 791 |
| AUM (Assets Under Management) | $ 709,893,714 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLC CAPITAL ADVISORS
CRD#: 111822Palm Desert, CA 92260TRUST BUT VERIFY
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