Cynthia L. Hodges

BUCK WEALTH STRATEGIES

Denver, CO 80237

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CRD#: 4292548

Professional summary

Cynthia Leann Hodges, who also goes by Cynthia Leann Herman, Cyndie Hodges, Cynthia Leann Hodges, Cynthia Leann Sherman, Cynthia Leann Wilson, is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Denver, Colorado and MADISON AVENUE SECURITIES, LLC located in Denver, Colorado.

Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Cynthia has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cynthia Leann Herman | Cyndie Hodges | Cynthia Leann Hodges | Cynthia Leann Sherman | Cynthia Leann Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Name: Buck Financial Services; Investment Related; Yes; Address: 4600 S Sycamore St. Ste 650, Denver, CO 80237; Nature of the Business: Consulting and advising employers on the establishment and operation of employee retirement and deferred compensation plans; Position: Employee; Hours Per Week: 40 Hours; Start Date: 8/18/2025 2.) Name: Buck Wealth Strategies; Investment Related; Yes; Address: 55 Merchant Street Suite 2100, Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services; Position: Investment Advisor Representative; Hours Per Week: 40 Hours; Start Date: 8/18/2025 3.) Name: E.A. Buck Insurance; Investment Related; Yes; Address: 55 Merchant Street Suite 2100, Honolulu, HI 96813; Nature of the Business: Insurance Sales; Position: Insurance Agent; Hours Per Week: 40 Hours; Start Date: 8/18/2025 4.) Name: Hodge Podge Photos: Investment Related: No; Address: Thorton, CO 80233; Nature of the Business: Photographer/Owner; Hours Per Week: 5 Hours; Start Date: 9/25/2014

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Leann Hodges's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 18, 2025 - Present

BUCK WEALTH STRATEGIES, LLC

Office #1: 4600 S. Syracuse Street Suite 650, Denver, CO 80237

RIA

CRD#: 322138

Denver, CO

Current

August 19, 2025 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 4600 S. Syracuse Suite 650, Denver, CO 80237

RIA

CRD#: 23224

Denver, CO

Past

May 10, 2016 - August 15, 2025

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Denver, CO

Past

September 25, 2014 - August 20, 2025

LPL FINANCIAL LLC

CRD#: 6413

DENVER, CO

Past

October 15, 2010 - October 7, 2014

FINANCIAL TELESIS INC

CRD#: 31012

DENVER, CO

Past

December 23, 2009 - October 8, 2010

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

DENVER, CO

Past

September 1, 2003 - August 31, 2009

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

December 21, 2000 - September 1, 2003

INVESCO DISTRIBUTORS, INC.

CRD#: 289

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Colorado
(8/18/2025)

Colorado
(8/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/15/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/20/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/18/2005

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

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Contact information

Main Address

4600 S. Syracuse Street Suite 650, Denver, CO 80237

Mailing Address

Phone number

(888) 210-6567

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	3,982
AUM (Assets Under Management)	$ 565,377,646

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/03/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cynthia L. Hodges

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Leann Hodges's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

GLOBAL RETIREMENT PARTNERS LLC

LPL FINANCIAL LLC

FINANCIAL TELESIS INC

WOODBURY FINANCIAL SERVICES, INC.

INVESCO DISTRIBUTORS, INC.

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

BUCK WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2016

Series 63

Date: 2/15/2001

SIE

Date: 10/1/2018

Series 6

Date: 12/20/2000

Series 26

Date: 7/18/2005

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCK WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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