Daren P. O'connor
Professional summary
Daren P O'connor, who also goes by Daren Peter Oconnor, is a registered financial advisor currently at LBK FINANCIAL LLC located in Whippany, New Jersey.
Daren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Daren has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 9, Series 10, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daren P O'connor's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2024 - Present
LBK FINANCIAL LLC
Office #1: 51 Parsippany Road, Whippany, NJ 07981April 4, 2016 - March 22, 2022
CITIGROUP GLOBAL MARKETS INC.
March 16, 2016 - March 22, 2022
CITIGROUP GLOBAL MARKETS INC.
October 24, 2012 - November 25, 2015
BARCLAYS CAPITAL INC.
August 13, 2012 - November 25, 2015
BARCLAYS CAPITAL INC.
July 9, 2001 - August 29, 2012
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/24/2024)
Exams
Current Firm
LBK FINANCIAL LLC
CRD#: 331286 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 10,000,000 |
Red Flags
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