Wade M. Johnson

STRATEGIC ASSET MANAGEMENT LLC.

Iowa City, IA 52246

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CRD#: 4292446

Professional summary

Wade Michael Johnson is a registered financial advisor currently at STRATEGIC ASSET MANAGEMENT LLC. located in Iowa City, Iowa.

Wade is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Wade has worked at 10 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Ridgeline Financial Strategies is my DBA. It is used for marketing purposes only. 2.) WADE JOHNSON INDEPENDENT INSURANCE - AGENT - IOWA CITY, IA - SINCE 01/2022 - INVESTMENT RELATED - SPENDS 20 HOURS DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wade Michael Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2021 - Present

STRATEGIC ASSET MANAGEMENT LLC.

Office #1: 2346 Mormon Trek Blvd Suite 2700, Iowa City, IA 52246

RIA

CRD#: 306384

Iowa City, IA

Past

March 13, 2020 - December 31, 2020

STAR CAPITAL INC.

RIA

CRD#: 171057

Cascade, IA

Past

October 3, 2017 - August 29, 2019

RDA FINANCIAL NETWORK

RIA

CRD#: 147309

CORALVILLE, IA

Past

September 29, 2015 - April 7, 2016

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

Cedar Rapids, IA

Past

August 5, 2009 - November 4, 2010

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

DUBUQUE, IA

Past

November 28, 2007 - September 8, 2015

ATCAPITAL MANAGEMENT

RIA

CRD#: 140215

DUBUQUE, IA

Past

December 6, 2004 - August 8, 2007

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

DUBUQUE, IA

Past

July 2, 2003 - December 3, 2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

RIA

CRD#: 40596

DUBUQUE, IA

Past

July 2, 2003 - December 6, 2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

CRD#: 40596

HARTFORD, CT

Past

March 20, 2002 - June 5, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CEDAR RAPIDS, IA

Past

November 9, 2000 - June 5, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 9, 2000 - June 5, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ASSET MANAGEMENT LLC.

CRD#: 306384 / SEC#: 801-120401

RIA

Registered Investment Advisory firm - (2/26/2021 Approved)

Iowa

Registered Investment Advisory firm - (3/1/2021 Terminated)

Minnesota

Registered Investment Advisory firm - (3/11/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/8/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(1/4/2021)

IAR

Minnesota
(1/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/8/2000

General Securities Representative Examination

Current Firm

STRATEGIC ASSET MANAGEMENT LLC.

CRD#: 306384 / SEC#: 801-120401

RIA

Registered Investment Advisory firm - (2/26/2021 Approved)

Iowa

Registered Investment Advisory firm - (3/1/2021 Terminated)

Minnesota

Registered Investment Advisory firm - (3/11/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/8/2021 Terminated)

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Contact information

Main Address

2434 Superior Drive Nw Suite 101, Rochester, MN 55901

Mailing Address

Phone number

(888) 526-8755

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- STRATEGIC ASSET MANAGEMENT LLC. (2/28/2025)

Regulatory assets under management

Total Number of Accounts	633
AUM (Assets Under Management)	$ 124,399,526

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wade M. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wade Michael Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

STAR CAPITAL INC.

RDA FINANCIAL NETWORK

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

INTEGRITY ALLIANCE, LLC.

ATCAPITAL MANAGEMENT

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

STRATEGIC ASSET MANAGEMENT LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2000

Series 7

Date: 11/8/2000

Current Firm

STRATEGIC ASSET MANAGEMENT LLC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC ASSET MANAGEMENT LLC.

TRUST BUT VERIFY

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