AL
Alexander C. Lange
ABN AMRO CAPITAL MARKETS (USA) LLC
New York, NY 10177
Some features on this profile are disabled
CRD#: 4292286
AL
Professional summary
Alexander Christian Lange is a registered financial professional currently at ABN AMRO CAPITAL MARKETS (USA) LLC located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2000. Alexander has worked at 4 firms and has passed the Series 65, Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alexander Christian Lange's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 7, 2023 - Present
ABN AMRO CAPITAL MARKETS (USA) LLC
Office #1: 250 Park Avenue Suite 911, New York, NY 10177Office #2: 250 Park Avenue Suite 911, New York, NY 10177BD
CRD#: 325235
New York, NY
Past
April 9, 2010 - January 9, 2024
ABN AMRO SECURITIES (USA) LLC
BD
CRD#: 151796
NEW YORK, NY
Past
November 29, 2007 - August 11, 2009
FORTIS SECURITIES LLC
BD
CRD#: 103714
NEW YORK, NY
Past
January 4, 2001 - November 19, 2007
BNY CAPITAL MARKETS INC.
BD
CRD#: 18303
NEW YORK, NY
Past
October 27, 2000 - July 12, 2001
FORTIS SECURITIES LLC
BD
CRD#: 103714
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/18/2024)
RR
Alaska(1/26/2024)
RR
Arizona(5/23/2024)
RR
Arkansas(2/23/2024)
RR
California(1/11/2024)
RR
Colorado(11/30/2023)
RR
Connecticut(1/30/2024)
RR
Delaware(6/3/2024)
RR
District of Columbia(6/28/2024)
RR
Florida(7/17/2024)
RR
Georgia(1/4/2024)
RR
Hawaii(1/25/2024)
RR
Idaho(11/14/2023)
RR
Illinois(7/30/2024)
RR
Indiana(4/10/2024)
RR
Iowa(11/14/2023)
RR
Kansas(2/26/2024)
RR
Kentucky(12/1/2023)
RR
Louisiana(11/14/2023)
RR
Maine(11/29/2023)
RR
Maryland(6/3/2024)
RR
Massachusetts(2/2/2024)
RR
Michigan(1/22/2024)
RR
Minnesota(6/5/2024)
RR
Mississippi(11/14/2023)
RR
Missouri(2/13/2024)
RR
Montana(11/14/2023)
RR
Nebraska(2/21/2024)
RR
Nevada(1/9/2024)
RR
New Hampshire(2/23/2024)
RR
New Jersey(2/14/2024)
RR
New Mexico(3/28/2024)
RR
New York(11/14/2023)
RR
North Carolina(1/9/2024)
RR
North Dakota(4/11/2024)
RR
Ohio(1/18/2024)
RR
Oklahoma(11/14/2023)
RR
Oregon(4/3/2024)
RR
Pennsylvania(1/10/2024)
RR
Puerto Rico(5/22/2024)
RR
Rhode Island(11/15/2023)
RR
South Carolina(2/9/2024)
RR
South Dakota(12/19/2023)
RR
Tennessee(4/23/2024)
RR
Texas(1/2/2024)
RR
Utah(11/27/2023)
RR
Vermont(1/18/2024)
RR
Virgin Islands(1/23/2024)
RR
Virginia(1/26/2024)
RR
Washington(11/21/2023)
RR
West Virginia(1/29/2024)
RR
Wisconsin(1/16/2024)
RR
Wyoming(3/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/5/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AA
ABN AMRO CAPITAL MARKETS (USA) LLC
ABN AMRO CAPITAL MARKETS (USA) LLC
CRD#: 325235 / SEC#: , 8-71059
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
250 Park Avenue Suite 911, New York, NY 10177
Mailing Address
250 Park Avenue Suite 911, New York, NY 10177
Phone number
(917) 331-4881
Established
Delaware since 02/02/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
