William B. Harrigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Bryant Harrigan, who also goes by Bill Harrigan, William B Harrigan, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2001. William had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2021 - December 31, 2022
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
October 7, 2019 - January 2, 2020
BARNABAS CAPITAL, LLC
May 26, 2017 - January 30, 2018
INTEGRITY CAPITAL, LLC
November 25, 2014 - November 4, 2016
INNOVATION PARTNERS LLC
June 21, 2011 - January 31, 2013
BIC DISTRIBUTORS, LLC
July 30, 2008 - July 24, 2009
GUARDIAN INVESTOR SERVICES LLC
April 25, 2007 - January 7, 2008
ADVISORS ASSET MANAGEMENT, INC.
April 16, 2002 - June 8, 2006
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
May 9, 2001 - August 31, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CRD#: 7388 / SEC#: , 8-21584
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
