Robert Santino Paolucci

MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#

Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

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MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#

Credentials

CFP®

Certified Financial PlannerSince 2006

Years of Experience

25 years registered in the securities industry

Current & Past Employments

Current

PRINCIPLE WEALTHCurrent·CRD# 290180

RIA

48 Wall Street, Madison, CT 06443

October 31, 2017 - Present

Past

ESSEX FINANCIAL SERVICES, INC.Past·CRD# 127549

BD

Madison, CT

June 16, 2009 - November 29, 2018

ESSEX FINANCIAL SERVICES, INC.Past·CRD# 127549

RIA

Madison, CT

June 16, 2009 - October 30, 2017

BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361

RIA

Essex, CT

March 31, 2008 - June 17, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361

BD

Essex, CT

March 31, 2008 - June 17, 2009

STRATEGIC ADVISERS LLCPast·CRD# 104555

RIA

Millburn, NJ

December 20, 2003 - April 3, 2008

FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784

BD

New Haven, CT

January 24, 2001 - April 3, 2008

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MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Current Firm

PW

PRINCIPLE WEALTH

PRINCIPLE WEALTH | PRINCIPLE WEALTH PARTNERS LLC

CRD#: 290180 / SEC#: 801-111911

RIA

Registered Investment Advisory firm - SEC (10/20/2017 Approved)

Contact Information

Main Address

48 Wall Street, Madison, CT 06443

Mailing Address

Po Box 1007, Madison, CT 06443

Phone Number

(203) 318-8892

# of Employees

28

SEC notice filing (20 States and Territories)

Registered to provide investment advisory services in 20 US states and territories.

Documents

Part 2 Brochures

FIRM BROCHURE (3/4/2026)

Regulatory Assets Under Management

Total Number of Accounts

4,120

AUM (Assets Under Management)

$3,204,653,344

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/13/2026	Cover Page	Report
08/26/2025	Cover Page	Report
11/13/2024	Cover Page	Report

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MORGAN STANLEY

MADISON, CT · CRD#

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Principle Wealth Partners LLC, 99 Durham Road, Madison, CT, Wealth Management Services, Founder, CEO & Advisor, 8/21/2017, 200 hours per month, 140 hours during trading hours, Provide wealth management services to clients. Essex Financial Services, Inc., 99 Durham Road, Madison, CT, Broker-Dealer, Registered Rep, 6/16/2009, 20 hours per month, 10 hours during market hours, Commission based sales of Securities and Investment products.

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MORGAN STANLEY

MADISON, CT · CRD#

SOUNDVIEW PRIVATE WEALTH ADVISORS

CHESHIRE, CT · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PW

PRINCIPLE WEALTH

PRINCIPLE WEALTH | PRINCIPLE WEALTH PARTNERS LLC

CRD#: 290180 / SEC#: 801-111911

RIA

Registered Investment Advisory firm - SEC (10/20/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Connecticut
(10/31/2017)

IAR

Texas
(11/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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MORGAN STANLEY

MADISON, CT · CRD#

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CHESHIRE, CT · CRD#

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - RIA

Click below to view Robert Santino Paolucci's CRS (Customer Relationship Summary).

Services Offered by Robert

Investment Management
Financial Planning
Estate & Legacy Planning
Retirement Planning

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MORGAN STANLEY

MADISON, CT · CRD#

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