Robert Santino Paolucci
CFP®Professional Summary
Robert Santino Paolucci, CFP®, who also goes by Robert Paolucci, is a registered financial advisor currently at PRINCIPLE WEALTH located in Madison, Connecticut. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Robert has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Management
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
Other Aliases
Robert Paolucci
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Credentials
Years of Experience
25 years in the financial services industry
Current & Past Employments
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Current Firm
PRINCIPLE WEALTH | PRINCIPLE WEALTH PARTNERS LLC
Contact Information
Main Address
48 Wall Street, Madison, CT 06443Mailing Address
Po Box 1007, Madison, CT 06443Phone Number
(203) 318-8892# of Employees
28SEC notice filing (20 States and Territories)
Registered to provide investment advisory services in 20 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,120AUM (Assets Under Management)
$3,204,653,344Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/13/2026 | Cover Page | Report |
| 08/26/2025 | Cover Page | Report |
| 11/13/2024 | Cover Page | Report |
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Primary Firm SEC Registration
PRINCIPLE WEALTH | PRINCIPLE WEALTH PARTNERS LLC
State Registrations and Notice Filings
(10/31/2017)
(11/17/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2007About the Series 9 examSimilar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
CRS (Client Relationship Summary) - RIA
Click below to view Robert Santino Paolucci's CRS (Customer Relationship Summary).
Services Offered by Robert
- Investment Management
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
