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JP

Jack Pito

Some features on this profile are disabled
CRD#: 4292102
JP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jack Pito, who also goes by J.p. Pito, James J. Pito, was a registered financial professional .

Jack is a previously registered financial professional and started their career in finance in 2000. Jack had worked at 12 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

J.p. Pito | James J. Pito

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 3, 2009 - March 19, 2009

EMMETT A LARKIN COMPANY, INC.

BD
CRD#: 6625
FORT LAUDERDALE, FL
Past

March 11, 2008 - November 17, 2008

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

July 28, 2006 - April 3, 2008

ITRADEDIRECT.COM CORP

BD
CRD#: 18281
BOCA RATON, FL
Past

September 21, 2005 - July 28, 2006

STG SECURE TRADING GROUP, INC.

BD
CRD#: 41216
BOCA RATON, FL
Past

May 26, 2005 - October 14, 2005

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

January 14, 2005 - May 3, 2005

HUNTER SCOTT FINANCIAL LLC.

BD
CRD#: 45559
DELRAY BH, FL
Past

October 25, 2004 - January 18, 2005

NATIONS FINANCIAL GROUP, INC.

BD
CRD#: 44181
CEDAR RAPIDS, IA
Past

April 13, 2004 - October 22, 2004

S.W. BACH & COMPANY

BD
CRD#: 43522
PORT WASHINGTON, NY
Past

April 26, 2002 - May 4, 2004

ITRADEDIRECT.COM CORP

BD
CRD#: 18281
BOCA RATON, FL
Past

December 12, 2001 - April 24, 2002

LH ROSS & COMPANY, INC.

BD
CRD#: 37920
BOCA RATON, FL
Past

November 15, 2001 - December 3, 2001

G.T. JEFFERS & COMPANY, LLC

BD
CRD#: 45308
TAMARAC, FL
Past

September 26, 2001 - October 23, 2001

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

December 20, 2000 - September 10, 2001

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/10/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/18/2000
General Securities Representative Examination

Current Firm

EA
EMMETT A LARKIN COMPANY, INC.
EMMETT A LARKIN COMPANY, INC | EMMETT A. LARKIN COMPANY, INC. | EMMETT A LARKIN COMPANY, INC.

CRD#: 6625 / SEC#: , 8-11922

BD
Terminated by SEC on 02/07/2010
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 02/05/1959
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
HING, GORDONBOARD CHAIRMAN, CEO & PRESIDENT816546
DEUTSCHE BANK SECURITIESSHAREHOLDER
BATISTE, JOANNEDIRECTOR
OLSON, ANGELA SOSHCCO & VICE PRESIDENT3165818
PETERSON, MELVIN LEEDIRECTOR

Disclosures

Regulatory Event22
Arbitration14

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMMETT A LARKIN COMPANY, INC.

CRD#: 6625

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