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Jack Pito

CRD# 4292102·Registered 2000 - 2009
Previously Registered: Being a previously registered professional could mean that Jack is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jack Pito, who also goes by J.p. Pito, James J. Pito, was a registered financial advisor. Jack was a previously registered financial professional and started their career in finance 2000 - 2009. Jack had worked at 12 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

J.p. Pito, James J. Pito

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

EMMETT A LARKIN COMPANY, INC.·CRD# 6625
BD
Fort Lauderdale, FL
March 3, 2009 - March 19, 2009
VFINANCE INVESTMENTS, INC·CRD# 44962
BD
Boca Raton, FL
March 11, 2008 - November 17, 2008
ITRADEDIRECT.COM CORP·CRD# 18281
BD
Boca Raton, FL
July 28, 2006 - April 3, 2008
STG SECURE TRADING GROUP, INC.·CRD# 41216
BD
Boca Raton, FL
September 21, 2005 - July 28, 2006
WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
New York, NY
May 26, 2005 - October 14, 2005
HUNTER SCOTT FINANCIAL LLC.·CRD# 45559
BD
Delray Bh, FL
January 14, 2005 - May 3, 2005
NATIONS FINANCIAL GROUP, INC.·CRD# 44181
BD
Cedar Rapids, IA
October 25, 2004 - January 18, 2005
S.W. BACH & COMPANY·CRD# 43522
BD
Port Washington, NY
April 13, 2004 - October 22, 2004
ITRADEDIRECT.COM CORP·CRD# 18281
BD
Boca Raton, FL
April 26, 2002 - May 4, 2004
LH ROSS & COMPANY, INC.·CRD# 37920
BD
Boca Raton, FL
December 12, 2001 - April 24, 2002
G.T. JEFFERS & COMPANY, LLC·CRD# 45308
BD
Tamarac, FL
November 15, 2001 - December 3, 2001
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
September 26, 2001 - October 23, 2001
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
Boca Raton, FL
December 20, 2000 - September 10, 2001

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Current Firm

EA
EMMETT A LARKIN COMPANY, INC.

EMMETT A LARKIN COMPANY, INC | EMMETT A. LARKIN COMPANY, INC. | EMMETT A LARKIN COMPANY, INC.

CRD#: 6625 / SEC#: 8-11922
BD
Terminated by SEC on 02/07/2010

Contact Information

Established

California since 02/05/1959

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
HING, GORDONBOARD CHAIRMAN, CEO & PRESIDENT816546
DEUTSCHE BANK SECURITIESSHAREHOLDER—
BATISTE, JOANNEDIRECTOR—
OLSON, ANGELA SOSHCCO & VICE PRESIDENT3165818
PETERSON, MELVIN LEEDIRECTOR—

Disclosures

Regulatory Event

22

Arbitration

14

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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