Cynthia M. Vasiliadis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia M Vasiliadis, who also goes by Cynthia Marie Sheridan, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 2005. Cynthia had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2007 - November 5, 2012
RED GRANITE ADVISORS LLC
January 31, 2007 - July 31, 2007
MML INVESTORS SERVICES, LLC
February 21, 2006 - January 3, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 5, 2005 - February 6, 2006
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RED GRANITE ADVISORS LLC
CRD#: 140045 / SEC#: 801-66479
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.