Daniel K. Yowell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Kenneth Yowell, who also goes by Daniel Kenneth Yowel, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2001. Daniel had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2008 - June 4, 2014
MENTOR CAPITAL MANAGEMENT
January 30, 2008 - March 5, 2015
SECURITIES AMERICA, INC.
October 31, 2005 - February 8, 2008
OSAIC SERVICES, INC.
October 31, 2005 - February 8, 2008
OSAIC SERVICES, INC.
June 7, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
August 22, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
January 7, 2002 - September 15, 2003
UBS FINANCIAL SERVICES INC.
January 2, 2002 - September 15, 2003
UBS FINANCIAL SERVICES INC.
January 2, 2001 - January 7, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
MENTOR CAPITAL MANAGEMENT
CRD#: 112966 / SEC#:
Contact information
Red Flags
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