Jacob J. Montazeri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob J Montazeri, who also goes by Acob J Montazeri, Jacob Joseph Montazeri, was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 2000. Jacob had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2010 - November 30, 2012
GOLD COAST SECURITIES, INC.
May 14, 2010 - November 30, 2012
GOLD COAST SECURITIES, INC.
November 6, 2007 - May 18, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 6, 2007 - May 18, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 2004 - October 16, 2007
SECURITIES AMERICA ADVISORS, INC.
October 23, 2004 - October 16, 2007
SECURITIES AMERICA, INC.
April 15, 2004 - October 22, 2004
NATIONAL PLANNING CORPORATION
November 24, 2000 - October 22, 2004
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLD COAST SECURITIES, INC.
CRD#: 110925 / SEC#: 801-60090, 8-53148
Contact information
FINRA licenses (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 37,393,957 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
