Michael T. Messinger

REDWOOD INVESTMENT MANAGEMENT.

LOS ANGELES, CA 90035

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CRD#: 4291835

Professional summary

Michael Todd Messinger is a registered financial advisor currently at REDWOOD INVESTMENT MANAGEMENT, LLC. located in Los Angeles, California and MULHOLLAND WEALTH ADVISORS, LLC located in Scottsdale, Arizona.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 8 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of other business: Mulholland Wealth Advisors, LLC. Business is investment related. Address: 1117 S. Robertson Blvd, Los Angeles, CA 90035 Nature of business: Wealth Advisory Firm Title: Chief Executive Officer Start Date: 12/2015 Approximate number of hours/month: 60 hours Approximate number of hours during trading hours/month: 30 hours Duties: Build out Mulholland Wealth as an advisory firm via business development and strategic positioning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Todd Messinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2010 - Present

REDWOOD INVESTMENT MANAGEMENT, LLC.

Office #1: 1117 S. Robertson Blvd, Los Angeles, CA 90035

RIA

CRD#: 153139

LOS ANGELES, CA

Current

April 4, 2016 - Present

MULHOLLAND WEALTH ADVISORS, LLC

Office #1: 4110 N. Scottsdale Rd., Ste. 125, Scottsdale, AZ 85251

RIA

CRD#: 282408

Scottsdale, AZ

Past

March 30, 2009 - March 15, 2010

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

BOSTON, MA

Past

January 2, 2009 - March 15, 2010

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

MINNEAPOLIS, MN

Past

June 14, 2007 - January 2, 2009

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

March 23, 2004 - May 15, 2007

DIRECTED SERVICES LLC

CRD#: 21675

WEST CHESTER, PA

Past

June 9, 2003 - April 8, 2004

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

WINDSOR, CT

Past

April 5, 2002 - June 26, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SECAUCUS, NJ

Past

March 26, 2001 - June 26, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REDWOOD INVESTMENT MANAGEMENT, LLC.

REDWOOD INVESTMENT MANAGEMENT | REDWOOD INVESTMENT MANAGEMENT, LLC.

CRD#: 153139 / SEC#: 801-78563

RIA

Registered Investment Advisory firm - (9/13/2013 Approved)

Arizona

Registered Investment Advisory firm - (9/17/2013 Terminated)

California

Registered Investment Advisory firm - (10/17/2013 Terminated)

Florida

Registered Investment Advisory firm - (9/17/2013 Terminated)

New York

Registered Investment Advisory firm - (9/17/2013 Terminated)

Texas

Registered Investment Advisory firm - (9/17/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/12/2010)

IAR

California
(4/8/2010)

IAR

Indiana
(6/1/2017)

IAR

Oregon
(4/4/2017)

IAR

Texas
(9/24/2012)

IAR

Washington
(4/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/27/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/23/2001

General Securities Representative Examination

Current Firm

REDWOOD INVESTMENT MANAGEMENT, LLC.

REDWOOD INVESTMENT MANAGEMENT | REDWOOD INVESTMENT MANAGEMENT, LLC.

CRD#: 153139 / SEC#: 801-78563

RIA

Registered Investment Advisory firm - (9/13/2013 Approved)

Arizona

Registered Investment Advisory firm - (9/17/2013 Terminated)

California

Registered Investment Advisory firm - (10/17/2013 Terminated)

Florida

Registered Investment Advisory firm - (9/17/2013 Terminated)

New York

Registered Investment Advisory firm - (9/17/2013 Terminated)

Texas

Registered Investment Advisory firm - (9/17/2013 Terminated)

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Contact information

Main Address

4110 N. Scottsdale Rd., Ste. 125, Scottsdale, AZ 85251

Mailing Address

Phone number

(310) 272-8185

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

REDWOOD INVESTMENT MANAGEMENT FORM ADV PART 2A (BROCHURE) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,758
AUM (Assets Under Management)	$ 2,545,149,589

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael T. Messinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Todd Messinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

MULHOLLAND WEALTH ADVISORS, LLC

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

RIVERSOURCE DISTRIBUTORS, INC.

DIRECTED SERVICES LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

REDWOOD INVESTMENT MANAGEMENT, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/27/2009

Series 7

Date: 3/23/2001

Current Firm

REDWOOD INVESTMENT MANAGEMENT, LLC.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REDWOOD INVESTMENT MANAGEMENT, LLC.

TRUST BUT VERIFY

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