Vincent J. Shinnefield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent J Shinnefield was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2001. Vincent had worked at 9 firms and has passed the Series 63, Series 66, Series 57TO, SIE, Series 55, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2021 - July 17, 2023
MBS SOURCE ETRADING, INC.
October 26, 2016 - June 1, 2021
BONDS.COM LLC
January 5, 2015 - September 26, 2016
R. F. LAFFERTY & CO., INC.
November 18, 2013 - December 15, 2014
LPS CAPITAL LLC
June 1, 2012 - July 17, 2013
TULLETT PREBON FINANCIAL SERVICES LLC
September 23, 2008 - June 1, 2012
CHAPDELAINE TULLETT PREBON, LLC
August 19, 2004 - September 26, 2008
DEUTSCHE BANK SECURITIES INC.
January 15, 2004 - September 2, 2004
MORGAN STANLEY & CO. LLC
November 16, 2001 - March 18, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/31/2009
Limited Representative-Equity Trader ExamCurrent Firm
MBS SOURCE ETRADING, INC.
CRD#: 164958 / SEC#: , 8-69123
Contact information
Documents
Red Flags
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