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Vincent J Shinnefield

CRD# 4291452·Registered 2001 - 2023
Previously Registered: Being a previously registered professional could mean that Vincent is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Vincent J Shinnefield was a registered financial advisor. Vincent was a previously registered financial professional and started their career in finance 2001 - 2023. Vincent had worked at 9 firms and has passed the Series 63, Series 66, Series 57TO, SIE, Series 55, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

MBS SOURCE ETRADING, INC.·CRD# 164958
BD
Mercer Island, WA
June 2, 2021 - July 17, 2023
BONDS.COM LLC·CRD# 43875
BD
New York, NY
October 26, 2016 - June 1, 2021
R. F. LAFFERTY & CO., INC.·CRD# 2498
BD
New York, NY
January 5, 2015 - September 26, 2016
LPS CAPITAL LLC·CRD# 155246
BD
New York, NY
November 18, 2013 - December 15, 2014
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
New York, NY
June 1, 2012 - July 17, 2013
CHAPDELAINE TULLETT PREBON, LLC·CRD# 7017
BD
New York, NY
September 23, 2008 - June 1, 2012
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
August 19, 2004 - September 26, 2008
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
January 15, 2004 - September 2, 2004
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
November 16, 2001 - March 18, 2002

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Current Firm

MS
MBS SOURCE ETRADING, INC.

MBS MARKETPLACE | MBS SOURCE ETRADING, INC.

CRD#: 164958 / SEC#: 8-69123
BD
Terminated by SEC on 11/10/2025

Contact Information

Established

Washington since 05/11/2012

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
MBS SOURCE HOLDINGS, INC.SHAREHOLDER—
CHILO, CYNTHIA MICHELLEFINOP6494031
CLOYD, JOSHUACCO7370953
SZABO, MIHAICEO4748876

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2004About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Nov 2001About the Series 66 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2009

Series 31 — Futures Managed Funds Examination

Passed Dec 2001About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Nov 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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