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Oliver Langel

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CRD#: 4291356
OL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Oliver Langel was a registered financial professional .

Oliver is a previously registered financial professional and started their career in finance in 2001. Oliver had worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 27, 2013 - March 16, 2015

WHITEHALL CAPITAL MARKETS LLC

BD
CRD#: 158885
NEW YORK, NY
Past

March 14, 2001 - August 19, 2002

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/19/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/16/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 5/23/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 3/13/2001
General Securities Representative Examination

Current Firm

WC
WHITEHALL CAPITAL MARKETS LLC
WHITEHALL CAPITAL MARKETS LLC

CRD#: 158885 / SEC#: , 8-68936

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
One World Trade Center 84th Floor, New York, NY 10007
Mailing Address
One World Trade Center 84th Floor, New York, NY 10007
Phone number
(212) 205-1399
Established
Delaware since 05/12/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WHITEHALL & COMPANY LLCSOLE MEMBER
CODY, JONATHAN PETERMANAGING DIRECTOR, CFO4405357
EFREM, KATHY KHATINAFINOP3248100
PAGE, TIMOTHY ANDREWMANAGING DIRECTOR, CCO2998752

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WHITEHALL CAPITAL MARKETS LLC

CRD#: 158885

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