TB
Theodore Bennett
TRUIST ADVISORY SERVICES
ATLANTA, GA 30308
Some features on this profile are disabled
CRD#: 4291320
TB
Professional summary
Theodore Bennett JR, who also goes by Theodore Bennett, Ted Bennett Jr., is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Theodore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Theodore has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Theodore Bennett | Ted Bennett Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Jane Sherwood & Partners POSITION: Liason NATURE: commercial/retail properties. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2016 ADDRESS: , Queens NY DESCRIPTION: Volunteering to be used as a resource for the holding or potential holdings presented from an entity who is assisting my family (mother and uncle who are listed as owners) in a business transaction. The ownersare responsible for selecting the approviate holding for real estate purposes. TED BENNETT POSITION: Owner NATURE: The business/organization provides access to audio/visual sound equipment and the alike performances to present and promote musical/visual experiences for contracted patrons/businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2021 ADDRESS: , Atlanta GA , United States DESCRIPTION: Rent the setup, use and promotion of audio/visual equipment and related performances to requested parties. This will be for personal entertainment purposes.
CRS (Client Relationship Summary) - RIA
Click below to view Theodore Bennett JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 28, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 33, Atlanta, GA 30308RIA
CRD#: 283390
ATLANTA, GA
Current
November 17, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 2, Atlanta, GA 30308BD
CRD#: 17499
ATLANTA, GA
Past
November 28, 2016 - January 6, 2017
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ATLANTA, GA
Past
June 28, 2016 - September 27, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
NORCROSS, GA
Past
May 9, 2016 - September 27, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
NORCROSS, GA
Past
October 11, 2013 - February 21, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
ATLANTA, GA
Past
October 10, 2013 - February 21, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
ATLANTA, GA
Past
May 27, 2011 - October 17, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
STOCKBRIDGE, GA
Past
May 27, 2011 - October 17, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
STOCKBRIDGE, GA
Past
July 22, 2010 - October 4, 2010
NEW ENGLAND SECURITIES
BD
CRD#: 615
MIAMI, FL
Past
November 8, 2006 - July 22, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ATLANTA, GA
Past
July 15, 2003 - July 22, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ATLANTA, GA
Past
February 1, 2001 - April 15, 2003
E*TRADE SECURITIES LLC
BD
CRD#: 29106
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/7/2016)
RR
Alaska(1/19/2018)
RR
Arizona(12/5/2016)
RR
Arkansas(9/18/2017)
RR
California(9/15/2017)
RR
Colorado(12/6/2016)
RR
Connecticut(11/18/2016)
RR
Delaware(9/20/2017)
RR
District of Columbia(11/22/2016)
RR
Florida(11/28/2016)
IAR
Georgia(11/28/2016)
RR
Georgia(12/2/2016)
RR
Hawaii(12/6/2016)
RR
Idaho(11/22/2016)
RR
Illinois(11/18/2016)
RR
Indiana(12/6/2016)
RR
Iowa(9/19/2017)
RR
Kansas(12/7/2016)
RR
Kentucky(9/18/2017)
RR
Louisiana(12/5/2016)
RR
Maine(11/21/2016)
RR
Maryland(11/28/2016)
RR
Massachusetts(12/6/2016)
RR
Michigan(9/19/2017)
RR
Minnesota(9/25/2017)
RR
Mississippi(12/21/2016)
RR
Missouri(11/24/2016)
RR
Montana(12/14/2016)
RR
Nebraska(9/15/2017)
RR
Nevada(12/14/2016)
RR
New Hampshire(9/15/2017)
RR
New Jersey(10/17/2017)
RR
New Mexico(12/20/2016)
RR
New York(9/15/2017)
RR
North Carolina(9/18/2017)
RR
North Dakota(9/20/2017)
RR
Ohio(11/17/2016)
RR
Oklahoma(9/15/2017)
RR
Oregon(9/19/2017)
RR
Pennsylvania(9/18/2017)
RR
Puerto Rico(9/27/2017)
RR
Rhode Island(9/18/2017)
RR
South Carolina(9/19/2017)
RR
South Dakota(9/19/2017)
RR
Tennessee(9/18/2017)
RR
Texas(9/18/2017)
RR
Utah(9/15/2017)
RR
Vermont(9/18/2017)
RR
Virginia(12/5/2016)
RR
Washington(9/22/2017)
RR
West Virginia(9/25/2017)
RR
Wisconsin(9/18/2017)
RR
Wyoming(9/18/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
