Sara K. Sheldon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sara Krueger Sheldon was a registered financial professional .
Sara is a previously registered financial professional and started their career in finance in 2001. Sara had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2015 - November 16, 2015
EDGEWATER CAPITAL, LLC
January 30, 2012 - May 1, 2013
FMV CAPITAL MARKETS, LLC
September 5, 2008 - January 18, 2011
STRATEGIC TRANSITION SECURITIES, LLC
November 10, 2005 - April 17, 2006
TVA CAPITAL, LLC
January 22, 2001 - June 15, 2005
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDGEWATER CAPITAL, LLC
CRD#: 128898 / SEC#: , 8-66184
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KRAMER, CHRISTOPHER ALEXANDER | PRESIDENT, CCO, CFO | 4352074 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
