Roberto Bandelli

WISDOM CAPITAL ASSET MANAGEMENT

New York, NY

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CRD#: 4291042

Professional summary

Roberto Bandelli is a registered financial advisor currently at WISDOM CAPITAL ASSET MANAGEMENT, LLC located in New York, New York.

Roberto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Roberto has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM THE SOLE PARTNER AND EMPLOYEE OF WISDOM LLC, A STRATEGY CONSULTING FIRM. THE COMPANY WAS STARTED IN DECEMBER 2001 AND IS CURRENTLY INACTIVE. I SPENT APPROXIMATELY 5 HOURS/MONTH ON THE BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roberto Bandelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2022 - Present

WISDOM CAPITAL ASSET MANAGEMENT, LLC

RIA

CRD#: 307648

New York, NY

Past

April 21, 2006 - February 13, 2009

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

December 3, 2004 - May 2, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 26, 2003 - October 20, 2004

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WISDOM CAPITAL ASSET MANAGEMENT, LLC

CRD#: 307648 / SEC#: 801-128392

RIA

Registered Investment Advisory firm - (7/24/2023 Approved)

New York

Registered Investment Advisory firm - (7/30/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/21/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/3/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/24/2003

General Securities Representative Examination

Current Firm

WISDOM CAPITAL ASSET MANAGEMENT, LLC

CRD#: 307648 / SEC#: 801-128392

RIA

Registered Investment Advisory firm - (7/24/2023 Approved)

New York

Registered Investment Advisory firm - (7/30/2023 Terminated)

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Contact information

Main Address

New York, NY

Mailing Address

Phone number

(203) 479-0108

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE - WISDOM CAPITAL ASSET MANAGEMENT, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	52
AUM (Assets Under Management)	$ 76,523,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roberto Bandelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roberto Bandelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

WISDOM CAPITAL ASSET MANAGEMENT, LLC

LAZARD FRERES & CO. LLC

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

WISDOM CAPITAL ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/21/2020

Series 63

Date: 3/3/2003

Series 7

Date: 2/24/2003

Current Firm

WISDOM CAPITAL ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WISDOM CAPITAL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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