Natalie B. Francis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Natalie B Francis, who also goes by Natalie B Seger, was a registered financial professional .
Natalie is a previously registered financial professional and started their career in finance in 2004. Natalie had worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2010 - July 1, 2013
FIRSTMERIT FINANCIAL SERVICES, INC
July 31, 2008 - January 14, 2010
INVEST FINANCIAL CORPORATION
July 6, 2005 - July 31, 2008
CHASE INVESTMENT SERVICES CORP.
May 3, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRSTMERIT FINANCIAL SERVICES, INC
CRD#: 149680 / SEC#: , 8-68177
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRSTMERIT BANK, N.A. | OWNER | |
| HADDAD, KEVIN RAY | CHIEF COMPLIANCE OFFICER | 1415289 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
