Patrick J. Moore
Professional summary
Patrick Joseph Moore is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2001. Patrick has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Joseph Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2014 - Present
COHEN & COMPANY SECURITIES, LLC
Office #1: 3 Columbus Circle 24th Floor, New York, NY 10019December 16, 2013 - January 31, 2014
JVB FINANCIAL GROUP, LLC
May 18, 2012 - December 12, 2013
BROWNSTONE INVESTMENT GROUP, LLC
January 3, 2011 - April 27, 2012
KNIGHT CAPITAL AMERICAS, L.P.
November 12, 2009 - January 3, 2011
KNIGHT LIBERTAS LLC
June 1, 2009 - December 9, 2009
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
March 16, 2001 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2014)
Exams
FINRA
Nasdaq Stock Market
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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