RA
Robert B. Anglin
TUCKER ASSET MANAGEMENT LLC
Gibsland, LA 71028
Some features on this profile are disabled
CRD#: 4290860
RA
Professional summary
Robert Baucum Anglin, who also goes by Robert B Anglin, is a registered financial advisor currently at TUCKER ASSET MANAGEMENT LLC located in Gibsland, Louisiana.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Robert has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert B Anglin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GBT FINANCIAL SERVICES, INC., INVESTMENT RELATED, 2484 MAIN STREET, GIBSLAND, LA 71028, INSURANCE COMPANLICENSED INSURANCE AGENT, SINCE 12/2004; SALES & SERVICES; 160 HRS/MONTH - ALL DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Robert Baucum Anglin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2019 - Present
TUCKER ASSET MANAGEMENT LLC
Office #1: 2484 Main Street P.o. Box 555, Gibsland, LA 71028RIA
CRD#: 174844
Gibsland, LA
Past
November 29, 2017 - December 2, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
GIBSLAND, LA
Past
November 29, 2017 - December 2, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
GIBSLAND, LA
Past
August 1, 2017 - November 29, 2017
INVESTMENT CENTERS OF AMERICA, INC.
RIA
CRD#: 16443
GIBSLAND, LA
Past
August 1, 2017 - November 29, 2017
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
GIBSLAND, LA
Past
November 3, 2009 - July 31, 2017
SPC
RIA
CRD#: 110692
GIBSLAND, LA
Past
July 1, 2009 - July 31, 2017
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
GIBSLAND, LA
Past
March 30, 2009 - April 3, 2009
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
GIBSLAND, LA
Past
August 1, 2007 - July 16, 2009
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
GIBSLAND, LA
Past
October 31, 2005 - August 2, 2007
OSAIC SERVICES, INC.
BD
CRD#: 133763
MINDEN, LA
Past
January 12, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
November 29, 2000 - December 10, 2004
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TUCKER ASSET MANAGEMENT LLC
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
CRD#: 174844 / SEC#: 801-107110
RIA
Registered Investment Advisory firm - (1/13/2016 Approved)Colorado
Registered Investment Advisory firm - (1/28/2016 Terminated)Georgia
Registered Investment Advisory firm - (2/12/2016 Terminated)Iowa
Registered Investment Advisory firm - (1/26/2016 Terminated)Louisiana
Registered Investment Advisory firm - (1/26/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (1/22/2016 Terminated)Montana
Registered Investment Advisory firm - (1/22/2016 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2015 Terminated)New Jersey
Registered Investment Advisory firm - (1/22/2016 Terminated)North Carolina
Registered Investment Advisory firm - (1/22/2016 Terminated)Ohio
Registered Investment Advisory firm - (1/22/2016 Terminated)Texas
Registered Investment Advisory firm - (1/22/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(12/2/2019)
IAR
Texas(12/3/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TA
TUCKER ASSET MANAGEMENT LLC
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
CRD#: 174844 / SEC#: 801-107110
RIA
Registered Investment Advisory firm - (1/13/2016 Approved)Colorado
Registered Investment Advisory firm - (1/28/2016 Terminated)Georgia
Registered Investment Advisory firm - (2/12/2016 Terminated)Iowa
Registered Investment Advisory firm - (1/26/2016 Terminated)Louisiana
Registered Investment Advisory firm - (1/26/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (1/22/2016 Terminated)Montana
Registered Investment Advisory firm - (1/22/2016 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2015 Terminated)New Jersey
Registered Investment Advisory firm - (1/22/2016 Terminated)North Carolina
Registered Investment Advisory firm - (1/22/2016 Terminated)Ohio
Registered Investment Advisory firm - (1/22/2016 Terminated)Texas
Registered Investment Advisory firm - (1/22/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1520 West Canal Court Suite 100, Littleton, CO 80120
Mailing Address
Phone number
(303) 734-1234
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,243 |
| AUM (Assets Under Management) | $ 640,805,363 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TUCKER ASSET MANAGEMENT LLC
CRD#: 174844Gibsland, LA 71028TRUST BUT VERIFY
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