Mark Briones
Professional summary
Mark Briones, who also goes by Mark Anthony Briones, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Phoenix, Arizona.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Briones's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2026 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 24000 North Farmers Way, Phoenix, AZ 85085April 21, 2025 - May 15, 2026
LPL FINANCIAL LLC
April 1, 2025 - April 23, 2026
IHT WEALTH MANAGEMENT LLC
October 23, 2024 - April 9, 2025
PLEXUS FINANCIAL SERVICES, LLC
October 16, 2024 - April 9, 2025
PLEXUS FINANCIAL SERVICES, LLC
January 10, 2024 - July 15, 2024
EQUITABLE DISTRIBUTORS, LLC
November 30, 2022 - January 2, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 30, 2022 - January 2, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 11, 2021 - January 2, 2023
VALIC FINANCIAL ADVISORS, INC.
February 11, 2021 - January 2, 2023
VALIC FINANCIAL ADVISORS, INC.
January 13, 2021 - February 10, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 12, 2021 - February 10, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 5, 2016 - December 17, 2020
VALIC FINANCIAL ADVISORS, INC.
January 6, 2016 - December 17, 2020
VALIC FINANCIAL ADVISORS, INC.
June 19, 2002 - January 6, 2016
FARMERS FINANCIAL SOLUTIONS, LLC
March 8, 2002 - April 1, 2002
AMSOUTH INVESTMENT SERVICES, INC.
October 24, 2001 - February 20, 2002
MML INVESTORS SERVICES, LLC
June 26, 2001 - August 22, 2001
IDS LIFE INSURANCE COMPANY
June 26, 2001 - August 22, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
October 30, 2000 - June 8, 2001
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2026)
(6/16/2026)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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