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Jamie B Ratner Rich

Jamie B. Ratner Rich

SAPIENT CAPITAL LLC
INDIANAPOLIS, IN 46280
Some features on this profile are disabled
CRD#: 4290640
Jamie B Ratner Rich

Professional summary

Jamie B Ratner Rich, CFP®, who also goes by Jamie B Ratner, Jamie Beth Ratner, Jamie Beth Rich, is a registered financial advisor currently at SAPIENT CAPITAL LLC located in Indianapolis, Indiana.

Jamie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jamie has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jamie B Ratner | Jamie Beth Ratner | Jamie Beth Rich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Jewish Federation of Greater Indianapolis; 6705 Hoover Rd, Indianapolis, IN 46260; Hub of the state's many diverse Jewish communities; Board Member; 06/01/2022; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Indianapolis Jewish Community Relations Council; 6705 N Hoover Rd, Indianapolis, IN 46260; Since 1942, the JCRC has been the public affairs and community relations arm of the organized Jewish community of Indianapolis; President of the Board of Directors; Lead a board of leaders overseeing the programs, initiatives, and execute of the mission; 06/01/2022; 2 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 3. John Boner Neighborhood Centers; 2236 East 10th Street, Indianapolis, IN 46201; Community Center focused on Adult and Youth education, Housing and Rental assistance, community and economic development, health; Treasurer of the Board of Directors; Oversee Finance Committee, report on budgeting and finance; 01/02/2023; 2 Hours per Month; Not During Security Trading Hours; Not Investment-Related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie B Ratner Rich's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2010

Experience

Current

February 17, 2023 - Present

SAPIENT CAPITAL LLC

Office #1: 401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280
RIA
CRD#: 324899
INDIANAPOLIS, IN
Past

April 13, 2020 - March 17, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
INDIANAPOLIS, IN
Past

April 13, 2020 - March 17, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
INDIANAPOLIS, IN
Past

September 17, 2010 - May 15, 2012

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
INDIANAPOLIS, IN
Past

September 17, 2010 - April 13, 2020

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
INDIANAPOLIS, IN
Past

June 1, 2009 - September 14, 2010

MORGAN STANLEY

RIA
CRD#: 149777
INDIANAPOLIS, IN
Past

June 1, 2009 - September 14, 2010

MORGAN STANLEY

BD
CRD#: 149777
INDIANAPOLIS, IN
Past

April 20, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
INDIANAPOLIS, IN
Past

April 20, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
INDIANAPOLIS, IN
Past

January 28, 2003 - June 30, 2006

NATCITY INVESTMENTS, INC.

RIA
CRD#: 17490
INDIANAPOLIS, IN
Past

August 22, 2002 - June 30, 2006

NATCITY INVESTMENTS, INC.

BD
CRD#: 17490
INDIANAPOLIS, IN
Past

January 1, 2001 - July 5, 2001

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SAPIENT CAPITAL LLC
SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA
Registered Investment Advisory firm - (2/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(2/17/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/21/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/16/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 5/11/2007
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 12/29/2000
General Securities Representative Examination

Current Firm

SC
SAPIENT CAPITAL LLC
SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA
Registered Investment Advisory firm - (2/6/2023 Approved)
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Contact information

Main Address
401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280
Mailing Address
Phone number
(317) 719-0157
Established
Firm type
Fiscal year end
# of Employees
56

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAPIENT CAPITAL DISCLOSURE BROCHURE (2/3/2025)

Regulatory assets under management

Total Number of Accounts5,947
AUM (Assets Under Management)$ 11,439,805,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAPIENT CAPITAL LLC

CRD#: 324899Indianapolis, IN 46280

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