Justine M. Kidwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justine Marie Kidwell, who also goes by Justine M Kidwell, Justine Kidwell, Justine M Quigley, Justine Marie Quigley, was a registered financial professional .
Justine is a previously registered financial professional and started their career in finance in 2001. Justine had worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2022 - April 22, 2024
IGM BROKERAGE
May 20, 2019 - December 6, 2021
SANCTUARY SECURITIES, INC.
November 14, 2014 - May 8, 2019
ONEAMERICA SECURITIES, INC.
October 11, 2013 - July 28, 2014
FINANCE 500, INC.
April 30, 2012 - October 3, 2013
WELLS FARGO CLEARING SERVICES, LLC
May 28, 2008 - December 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
April 27, 2006 - February 22, 2008
CHARLES SCHWAB & CO., INC.
February 6, 2003 - February 15, 2006
NATCITY INVESTMENTS, INC.
July 31, 2001 - January 7, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 8, 2001 - July 5, 2001
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
IGM BROKERAGE
CRD#: 310654 / SEC#: , 8-70633
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
