Robert Alan Baumgarten

In addition to being a registered representative ("RR") of StanCorp Equities, Inc. ("SEI"), RR is associated with Standard Retirement Services ("SRS"), an investment adviser representative of StanCorp Investment Advisers, Inc. ("SIA"), and an insurance producer appointed with Standard Insurance Company ("SIC"). SRS is a retirement plan service provider that offers recordkeeping and plan administration services, SIA offers investment advice to retirement plan sponsors and plan participants, and SIC is a manufacturer of insurance products, including a fixed group annuity insurance product used by retirement plans as a funding vehicle. SEI, SRS, SIA and SIC (collectively "The Standard") are subsidiaries of Standard Financial Group and are located at 1100 SW 6th Avenue, Portland, OR. RR devotes 100% of their time during normal business hours to provide information about the retirement plan-related products and services offered by The Standard to unaffiliated third party retirement plan service providers, including broker/dealers and investment advisers, to enable them to sell to and support the needs of their customers. As of September 2020, Rob is a Board Member for Developmental FX (DFX), located at 7770 E Iliff Ave., Denver, CO 80231. DFX is a Colorado Non-Profit and a pediatric practice that offers evaluations and therapy for autistic children. This is a voluntary position, non-investment related, includes fund raising, and is expected to take approximately 4 hours/month during non-business hours. Robert is acting Treasurer and Registered Agent for the Scott Esserman for School Board Campaign, located at 1900 Niagara Street, Denver, CO 80220 the one-year period, from 12/1/2020 - 11/30/2021. This activity is not investment related, will take approximately ten hours per month outside of business hours, and there is no compensation associated with this role. There are no conflicts of interests identified with this activity and Robert's business at The Standard.