Robert L. Menard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Louis Menard JR., who also goes by Robert Louis Menard, Robert Menard, Robert Menarde Jr., was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2022 - December 17, 2024
CETERA INVESTMENT ADVISERS LLC
August 10, 2022 - December 17, 2024
CETERA INVESTMENT SERVICES LLC
December 11, 2018 - August 10, 2022
HANCOCK WHITNEY INVESTMENT SERVICES INC.
December 11, 2018 - August 10, 2022
HANCOCK WHITNEY INVESTMENT SERVICES INC.
January 28, 2015 - May 2, 2018
CAPITAL ONE ADVISORS, LLC
January 2, 2015 - May 2, 2018
CAPITAL ONE INVESTING, LLC
August 15, 2012 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
August 15, 2012 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
November 13, 2009 - July 30, 2012
FBT ADVISORS, INC.
November 13, 2009 - July 30, 2012
FBT INVESTMENTS, INC.
November 24, 2004 - October 22, 2009
MORGAN KEEGAN & COMPANY, LLC
February 10, 2004 - October 22, 2009
MORGAN KEEGAN & COMPANY, LLC
March 19, 2002 - February 3, 2004
UBS FINANCIAL SERVICES INC.
December 4, 2000 - February 3, 2004
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
