Stephen E. Hunt

SE HUNT CAPITAL

SUMTER, SC

Some features on this profile are disabled

CRD#: 4290311

Professional summary

Stephen Edward Hunt JR., who also goes by Steve Hunt, Steve Hunt, is a registered financial advisor currently at SE HUNT CAPITAL, LLC located in Sumter, South Carolina.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Stephen has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Hunt | Steve Hunt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Edward Hunt JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2025 - Present

SE HUNT CAPITAL, LLC

RIA

CRD#: 336201

SUMTER, SC

Past

September 14, 2022 - October 10, 2023

ARAX ADVISORY PARTNERS

RIA

CRD#: 133535

Colorado Springs, CO

Past

March 9, 2005 - April 14, 2005

ARAX ADVISORY PARTNERS

RIA

CRD#: 133535

DENVER, CO

Past

March 29, 2004 - June 2, 2004

HARRISON DOUGLAS, INC.

CRD#: 16515

AURORA, CO

Past

January 4, 2001 - March 8, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(6/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/13/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/16/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/3/2001

General Securities Representative Examination

Current Firm

SE HUNT CAPITAL, LLC

CRD#: 336201 / SEC#:

South Carolina

Registered Investment Advisory firm - (6/30/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Sumter, SC

Mailing Address

Phone number

(303) 521-4147

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephen E. Hunt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Edward Hunt JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

SE HUNT CAPITAL, LLC

ARAX ADVISORY PARTNERS

ARAX ADVISORY PARTNERS

HARRISON DOUGLAS, INC.

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/13/2022

Series 66

Date: 4/16/2001

Series 7

Date: 1/3/2001

Current Firm

SE HUNT CAPITAL, LLC

Contact information

Documents

Red Flags

Company Information

SE HUNT CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors