Timothy D. Cochrane
Professional summary
Timothy David Cochrane was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Timothy is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Timothy had worked at 4 firms, which includes SUMMIT FINANCIAL GROUP INC, SUMMIT BROKERAGE SERVICES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2007 - March 11, 2011
SUMMIT FINANCIAL GROUP INC
March 14, 2007 - March 11, 2011
SUMMIT BROKERAGE SERVICES, INC.
March 28, 2002 - March 16, 2007
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 23, 2001 - March 16, 2007
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 8, 2000 - July 24, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
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