Jason H. Mersey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Harris Mersey was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2000. Jason had worked at 10 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2019 - May 10, 2022
AQR INVESTMENTS, LLC
December 6, 2011 - December 31, 2018
ALPS DISTRIBUTORS, INC.
January 3, 2011 - October 26, 2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
June 24, 2008 - November 10, 2009
J.P. MORGAN INVESTMENT MANAGEMENT INC.
June 23, 2008 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
December 19, 2005 - May 14, 2008
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - May 14, 2008
FRANKLIN DISTRIBUTORS, LLC
October 1, 2004 - December 20, 2005
CITIGROUP GLOBAL MARKETS INC.
September 30, 2004 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
July 29, 2002 - September 9, 2004
VOYA INVESTMENTS DISTRIBUTOR, LLC
November 17, 2000 - May 1, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AQR INVESTMENTS, LLC
CRD#: 289244 / SEC#: , 8-69990
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AQR CAPITAL MANAGEMENT HOLDINGS (B-D), LLC | PARENT COMPANY | |
| ANDRADE, GREGOR MASINI | CHIEF EXECUTIVE OFFICER | 2265718 |
| HOWARD, JOHN BRADLEY | BOARD OF MANAGERS | 3132622 |
| KABILLER, DAVID GARY | BOARD OF MANAGERS | 1736385 |
| MELLAS, STEPHEN JOSEPH | BOARD OF MANAGERS | 1505043 |
| PRINCE, STEPHANIE NICOLE | CHIEF COMPLIANCE OFFICER | 2618015 |
| RYAN, PATRICK EDMUND | CHIEF FINANCIAL OFFICER | 2822527 |
| WILLCOX, HERBERT JAMES | BOARD OF MANAGERS & CHIEF LEGAL OFFICER | 1868426 |
Red Flags
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