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Antonio E Teixeira

CRD# 4289872·Registered 2001 - 2004
Previously Registered: Being a previously registered professional could mean that Antonio is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Antonio E Teixeira, who also goes by Tony Edward Teixeira, was a registered financial advisor. Antonio was a previously registered financial professional and started their career in finance 2001 - 2004. Antonio had worked at 1 firm and has passed the Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tony Edward Teixeira

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
October 31, 2001 - July 30, 2004

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Current Firm

VI
VERAVEST INVESTMENTS, INC.

ALLMERICA INVESTMENTS, INC. | VERAVEST INVESTMENTS, INC. | SMA EQUITIES, INC.

CRD#: 3960 / SEC#: 8-14716
BD
Terminated by SEC on 02/13/2007

Contact Information

Established

Massachusetts since 03/27/1969

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THE HANOVER INSURANCE GROUPOWNER—
CRONIN, CHARLES FREDERICKSECRETARY/CLERK4212484
GAY, MARYANNECHIEF COMPLIANCE OFFICER3167171
HUBER, J KENDALLDIRECTOR2068417
KIMBALL, SANDRA FLYNNFINOP4805190
MCGIVNEY, MARK CHRISTOPHERDIRECTOR2788697
SMITH, MARILYN TDIRECTOR4662584
TESTA, PAULA JEANPRESIDENT/CHIEF OPERATIONS OFFICER2554996

Disclosures

Regulatory Event

5

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2001About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jul 2002About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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