Scott A. Eberwein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Anthony Eberwein was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2000. Scott had worked at 4 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2015 - December 16, 2016
GREAT POINT CAPITAL LLC
July 26, 2010 - July 2, 2013
GREAT POINT CAPITAL LLC
April 9, 2003 - July 26, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
March 3, 2003 - April 4, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
August 20, 2001 - March 3, 2003
RUMSON CAPITAL, LLC
October 25, 2000 - September 17, 2001
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/4/2000
Limited Representative-Equity Trader ExamCurrent Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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