Scott W. Pooch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott William Pooch was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2000. Scott had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2014 - December 19, 2014
INTEGRATED RETIREMENT SOLUTIONS LLC
January 19, 2011 - November 21, 2011
L.M. KOHN & COMPANY
January 18, 2011 - November 21, 2011
L.M. KOHN & COMPANY
April 29, 2010 - December 31, 2010
L.M. KOHN & COMPANY
April 29, 2010 - December 31, 2010
L.M. KOHN & COMPANY
August 21, 2008 - August 11, 2009
TRUIST INVESTMENT SERVICES, INC.
June 27, 2008 - August 11, 2009
TRUIST INVESTMENT SERVICES, INC.
June 28, 2004 - March 31, 2008
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 12, 2002 - November 21, 2003
NATIONWIDE INVESTMENT SERVICES CORPORATION
October 18, 2000 - November 1, 2001
CAPITAL BROKERAGE CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INTEGRATED RETIREMENT SOLUTIONS LLC
CRD#: 171655 / SEC#:
Contact information
Red Flags
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