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Scott William Pooch

CRD# 4289400·Registered 2000 - 2014
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott William Pooch was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 2000 - 2014. Scott had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

INTEGRATED RETIREMENT SOLUTIONS LLC·CRD# 171655
RIA
Columbus, OH
July 22, 2014 - December 19, 2014
L.M. KOHN & COMPANY·CRD# 27913
RIA
Columbus, OH
January 19, 2011 - November 21, 2011
L.M. KOHN & COMPANY·CRD# 27913
BD
Columbus, OH
January 18, 2011 - November 21, 2011
L.M. KOHN & COMPANY·CRD# 27913
RIA
Columbus, OH
April 29, 2010 - December 31, 2010
L.M. KOHN & COMPANY·CRD# 27913
BD
Columbus, OH
April 29, 2010 - December 31, 2010
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
RIA
Fern Park, FL
August 21, 2008 - August 11, 2009
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Fern Park, FL
June 27, 2008 - August 11, 2009
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
Alamo, CA
June 28, 2004 - March 31, 2008
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
Columbus, OH
August 12, 2002 - November 21, 2003
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
Glen Allen, VA
October 18, 2000 - November 1, 2001

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Current Firm

IR
INTEGRATED RETIREMENT SOLUTIONS LLC

INTEGRATED RETIREMENT SOLUTIONS LLC | POOCH, SCOTT

CRD#: 171655

Contact Information

Main Address

Columbus, OH

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2004About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2000About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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