David M. Hamn
Professional summary
David Martin Hamn, CFP® is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Nashville, Tennessee.
David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 5 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Martin Hamn's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2009 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: Highland Ridge Ii 555 Marriott Drive, Suite 510, Nashville, TN 37214-5108January 12, 2009 - November 16, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
December 7, 2005 - October 24, 2006
ONEAMERICA SECURITIES, INC.
February 18, 2004 - November 9, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 10, 2003 - January 20, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 1, 2000 - January 20, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2009)
(1/12/2009)
(1/31/2025)
(1/12/2009)
(1/12/2009)
Exams
Series 99TO
Date: 8/28/2024
Operations Professional ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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