Yolanda Gonzalez
Professional summary
Yolanda Gonzalez, who also goes by Yolanda Alicea, Yolanda Jimenez, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Edison, New Jersey.
Yolanda is registered as a RR (Registered Representative) and started their career in finance in 2001. Yolanda has worked at 3 firms and has passed the Series 63, SIE, Series 11 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yolanda Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2017 - Present
VANDERBILT SECURITIES, LLC
Office #1: 379 Thornall Street, 6th Floor, Edison, NJ 08837May 5, 2010 - June 16, 2017
TRIAD ADVISORS LLC
May 23, 2001 - May 5, 2010
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2017)
Exams
Series 11
Date: 9/10/2005
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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