David J. Hutmacher

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CRD#: 4288303

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David John Hutmacher was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2001. David had worked at 6 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 23, 2022 - March 8, 2022

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Scottsdale, AZ

Past

January 31, 2018 - December 31, 2021

PROMONTORY FINANCIAL PLANNING, LLC

RIA

CRD#: 153666

Scottsdale, AZ

Past

December 14, 2015 - September 21, 2017

SECURE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 141195

Scottsdale, AZ

Past

January 16, 2015 - November 9, 2015

ROYAL FUND MANAGEMENT, LLC

RIA

CRD#: 144434

SCOTTSDALE, AZ

Past

January 27, 2014 - December 16, 2014

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

SCOTTDALE, AZ

Past

January 4, 2001 - February 2, 2001

LORING WARD SECURITIES INC.

CRD#: 46337

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 12/18/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Hutmacher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

PROMONTORY FINANCIAL PLANNING, LLC

SECURE INVESTMENT MANAGEMENT, LLC

ROYAL FUND MANAGEMENT, LLC

GRADIENT ADVISORS, LLC

LORING WARD SECURITIES INC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/2013

Series 6

Date: 12/18/2000

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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