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HL

Howard B. Latimer

PARADIGM CAPITAL U.S.
Toronto Ontario, M5J 2N7
Some features on this profile are disabled
CRD#: 4288264
HL

Professional summary


Howard Bruce Latimer, who also goes by Howard Bruce Latimer, is a registered financial professional currently at PARADIGM CAPITAL U.S. INC. .

Howard is registered as a RR (Registered Representative) and started their career in finance in 2000. Howard has worked at 2 firms and has passed the Series 63, SIE and Series 38 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Howard Bruce Latimer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Howard Bruce Latimer's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 4, 2020 - Present

PARADIGM CAPITAL U.S. INC.

Office #1: 95 Wellington Street West - Suite 2101, Toronto Ontario, M5J 2N7
BD
CRD#: 104425
Toronto Ontario,
Past

May 30, 2017 - September 14, 2020

VIII CAPITAL CORP.

BD
CRD#: 39759
TORONTO,
Past

November 24, 2000 - December 2, 2016

VIII CAPITAL CORP.

BD
CRD#: 39759
TORONTO,ONTARIO,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/8/2024)
RR
Colorado
(11/4/2020)
RR
Connecticut
(11/5/2020)
RR
Delaware
(10/7/2024)
RR
Florida
(11/4/2020)
RR
Georgia
(10/7/2024)
RR
Idaho
(10/16/2024)
RR
Illinois
(11/1/2024)
RR
Indiana
(10/4/2024)
RR
Maine
(11/8/2024)
RR
Maryland
(11/4/2020)
RR
Massachusetts
(10/7/2024)
RR
New Jersey
(10/7/2024)
RR
North Carolina
(7/9/2025)
RR
Ohio
(11/9/2020)
RR
Oregon
(10/22/2024)
RR
Pennsylvania
(10/7/2024)
RR
Texas
(10/23/2024)
RR
Utah
(10/4/2024)
RR
Virginia
(10/29/2024)
RR
Wisconsin
(10/7/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 4/20/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 38
Date: 11/23/2000
Canada Module of the General Securities Registered Representative (Without Options Questions)
SRO Registrations
RR
FINRA

Current Firm


PC
PARADIGM CAPITAL U.S. INC.
PARADIGM CAPITAL U.S. INC.

CRD#: 104425 / SEC#: , 8-52885

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
95 Wellington Street West - Suite 2101, Toronto Ontario, M5J 2N7
Mailing Address
95 Wellington Street West-suite 2101, Toronto Ontario, M5J 2N7
Phone number
(416) 361-9892
Established
Firm type
Corporation
Fiscal year end
July
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PARADIGM CAPITAL INC.SHAREHOLDER
ROLAND, DAVID PIERCEPRESIDENT2687568
WARD, MICHAEL WAYNECHIEF COMPLIANCE OFFICER4531792
YAMANI, MOHSEN MOATAZCFO7709313

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PARADIGM CAPITAL U.S. INC.

CRD#: 104425Toronto Ontario, M5J 2N7

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