John William Onesti
CFP®Professional Summary
John William Onesti, CFP® is a registered financial advisor currently at JOHN MOORE & ASSOCIATES INC located in Albuquerque, New Mexico. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
JOHN MOORE & ASSOCIATES INC
Contact Information
Main Address
8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113Phone Number
(505) 881-5100# of Employees
14SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,683AUM (Assets Under Management)
$1,028,769,091Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
JOHN MOORE & ASSOCIATES INC
State Registrations and Notice Filings
(3/5/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed May 2004About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2004About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view John William Onesti's CRS (Customer Relationship Summary).
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