John W. Onesti

JOHN MOORE & ASSOCIATES

Albuquerque, NM 87113

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CRD#: 4288152

Professional summary

John William Onesti, CFP® is a registered financial advisor currently at JOHN MOORE & ASSOCIATES INC located in Albuquerque, New Mexico.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 24, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Onesti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

March 5, 2024 - Present

JOHN MOORE & ASSOCIATES INC

Office #1: 8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113

RIA

CRD#: 109791

Albuquerque, NM

Past

November 15, 2021 - October 12, 2022

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

June 28, 2016 - August 4, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ALBUQUERQUE, NM

Past

October 27, 2008 - January 20, 2011

THE MUTUAL FUND STORE

RIA

CRD#: 133233

ALBUQUERQUE, NM

Past

April 5, 2005 - October 27, 2008

ONESTI INVESTMENT ADVISORS

RIA

CRD#: 133713

ALBUQUERQUE, NM

Past

June 27, 2003 - March 29, 2005

TD AMERITRADE, INC.

RIA

CRD#: 7870

ALBUQUERQUE, NM

Past

November 26, 2001 - March 29, 2005

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

January 1, 2001 - August 15, 2001

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHN MOORE & ASSOCIATES INC

CRD#: 109791 / SEC#: 801-55123

RIA

Registered Investment Advisory firm - (1/9/1998 Approved)

Ohio

Registered Investment Advisory firm - (1/8/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(3/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/25/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/17/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/15/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 5/7/2004

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 4/2/2004

General Securities Sales Supervisor - General Module Examination

Current Firm

JOHN MOORE & ASSOCIATES INC

CRD#: 109791 / SEC#: 801-55123

RIA

Registered Investment Advisory firm - (1/9/1998 Approved)

Ohio

Registered Investment Advisory firm - (1/8/2021 Terminated)

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Contact information

Main Address

8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113

Mailing Address

Phone number

(505) 881-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JMA ADV PART 2A 3/31/2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,723
AUM (Assets Under Management)	$ 970,185,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John W. Onesti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Onesti's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

FIDELITY BROKERAGE SERVICES LLC

THE MUTUAL FUND STORE

ONESTI INVESTMENT ADVISORS

TD AMERITRADE, INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

Primary Firm SEC Registration

JOHN MOORE & ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/25/2016

Series 66

Date: 6/17/2003

SIE

Date: 10/1/2018

Series 7

Date: 6/28/2016

Series 24

Date: 11/15/2004

Series 9

Date: 5/7/2004

Series 10

Date: 4/2/2004

Current Firm

JOHN MOORE & ASSOCIATES INC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHN MOORE & ASSOCIATES INC

TRUST BUT VERIFY

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