Felipe B. Britto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Felipe Bulcao L. Britto, who also goes by Felipe Bullao Lassance Britto, was a registered financial professional .
Felipe is a previously registered financial professional and started their career in finance in 2000. Felipe had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2012 - June 30, 2017
BANCO VOTORANTIM SECURITIES, INC.
December 22, 2011 - January 20, 2012
CREDIT AGRICOLE SECURITIES (USA) INC.
September 22, 2008 - March 18, 2011
BARCLAYS CAPITAL INC.
May 6, 2008 - September 22, 2008
LEHMAN BROTHERS INC.
February 21, 2003 - June 11, 2007
LASALLE FINANCIAL SERVICES, INC.
May 1, 2001 - December 16, 2002
MORGAN STANLEY & CO. LLC
November 2, 2000 - May 21, 2001
LASALLE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANCO VOTORANTIM SECURITIES, INC.
CRD#: 139788 / SEC#: , 8-67258
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO VOTORANTIM S.A. | PARENT | |
| AZEVEDO, ALVARO JORGE FONTES DE | DIRECTOR | 6077909 |
| BONZANINI, PAULO EUCLIDES | DIRECTOR | 6739868 |
| BRITTO, FELIPE BULCAO L. | CCO | 4287953 |
| BRITTO, FELIPE BULCAO L. | PRESIDENT, CEO | 4287953 |
| DOS SANTOS, ELCIO JORGE | DIRECTOR | 6736517 |
| FAJNZYLBER, RICARDO ABRAHAO | DIRECTOR | 6741022 |
| PORTNOFF, DAVID ROSS | FINOP, CFO | 2977967 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
