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Scott Timothy Cavey

AIF®, CFP®
AVIOR WEALTH MANAGEMENT
OMAHA, NE
·CRD# 4287897·25 years experience

Professional Summary

Scott Timothy Cavey, AIF®, CFP® is a registered financial advisor currently at AVIOR WEALTH MANAGEMENT, LLC located in Omaha, Nebraska. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Scott has worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary
CFP®
Certified Financial PlannerSince 2006

Years of Experience

25 years in the financial services industry

Current & Past Employments

AVIOR WEALTH MANAGEMENT, LLC·CRD# 148674
RIA
14301 First National Bank Parkway Suite 410, Omaha, NE 68154
May 13, 2020 - Present
CETERA ADVISORS LLC·CRD# 10299
RIA
Omaha, NE
February 18, 2011 - May 4, 2020
CETERA ADVISORS LLC·CRD# 10299
BD
Omaha, NE
February 15, 2011 - May 4, 2020
QA3 FINANCIAL LLC·CRD# 104957
RIA
Omaha, NE
September 24, 2004 - February 11, 2011
QA3 FINANCIAL CORP.·CRD# 14754
BD
Omaha, NE
September 8, 2004 - February 11, 2011
EDWARD JONES·CRD# 250
BD
St. Louis, MO
May 10, 2002 - September 8, 2004
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Omaha, NE
March 23, 2001 - May 7, 2002
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
December 11, 2000 - May 7, 2002

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Current Firm

AW
AVIOR WEALTH MANAGEMENT, LLC

AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - SEC (12/4/2008 Approved)

Contact Information

Main Address

14301 First National Bank Parkway Suite 410, Omaha, NE 68154

Phone Number

(402) 218-4064

# of Employees

170

SEC notice filing (42 States and Territories)

Registered to provide investment advisory services in 42 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AVIOR WEALTH MANAGEMENT, LLC FORM ADV PART 2A (MARCH 2026) (4/3/2026)

Regulatory Assets Under Management

Total Number of Accounts

4,894

AUM (Assets Under Management)

$6,464,235,428

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: CAVEY ENTERPRISES INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: TAX / SPECIAL PURPOSES ENTITY; START DATE: 11/2009; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NONE; 2. NAME OF OTHER BUSINESS: ILLUMINATE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 10/2011; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. CORE WELLNESS, INVESTMENT RELATED: YES, SAME AS REGISTERED BRANCH, EDUCATIONAL WORKSHOP, START 06/05/2013, ONE HOUR PER WEEK, NOT DURING TRADING HOURS, FACILITATOR OF DAVE RAMSEY'S CORE WELLNESS PROGRAM GEARED TOWARDS THE BUSINESS COMMUNITY. 4. PAPILLION FIRE DEPARTMENT LOCAL 3767 PENSION COMMITTEE, INVESTMENT RELATED, 122 E 3RD STREET, PAPILLION, NE 68046, START FEBRUARY 2014, LESS THAN 1 HOUR PER WEEK - NOT DURING TRADING HOURS, PENSION COMMITTEE MEMBER, PROVIDES GUIDANCE ON PARTICIPANT AND MEMBER EDUCATION, COMMUNICATIONS AND OVERSEE PLAN STRUCTURE. 5. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2018; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; 6. NAME OF OTHER BUSINESS: CAVEY & ASSOCIATES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: TAX AND COMPENSATION PURPOSES; START DATE: 07/2019; POSITION/TITLE/RELATIONSHIP: OWNER / PRINCIPAL; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ENTITY USED FOR TAX AND COMPENSATION PURPOSES;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVIOR WEALTH MANAGEMENT, LLC

AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - SEC (12/4/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Iowa
(3/9/2022)
IAR
Nebraska
(5/13/2020)
IAR
New Hampshire
(2/23/2026)
IAR
Texas
(3/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2004About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Dec 2000About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2007About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Scott Timothy Cavey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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