Alexander M. Ioffe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander M Ioffe was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2003. Alexander had worked at 5 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2021 - May 29, 2025
GALAXY DIGITAL PARTNERS LLC
October 1, 2019 - September 1, 2020
VIRTU ITG LLC
October 1, 2019 - September 1, 2020
VIRTU AMERICAS LLC
October 14, 2008 - September 27, 2019
INTERACTIVE BROKERS CORP.
December 8, 2003 - September 27, 2019
INTERACTIVE BROKERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GALAXY DIGITAL PARTNERS LLC
CRD#: 289605 / SEC#: , 8-70001
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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