Lars M. Halvorsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lars Marius Halvorsen was a registered financial professional .
Lars is a previously registered financial professional and started their career in finance in 2001. Lars had worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2024 - January 31, 2025
BRADLEY WOODS & CO. LTD.
June 15, 2021 - November 30, 2023
ARCTIC SECURITIES LLC
August 12, 2015 - May 4, 2020
FEARNLEY SECURITIES
February 23, 2012 - April 8, 2015
CLARKSONS SECURITIES, INC
October 17, 2001 - April 20, 2005
GOLDMAN SACHS & CO. LLC
February 23, 2001 - May 2, 2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRADLEY WOODS & CO. LTD.
CRD#: 13660 / SEC#: , 8-28862
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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