Gary R. Zoller

APPLE TREE ASSET MANAGEMENT

Fort Wayne, IN 46815

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CRD#: 4287055

Professional summary

Gary Robert Zoller is a registered financial advisor currently at APPLE TREE ASSET MANAGEMENT, LLC located in Fort Wayne, Indiana.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gary has worked at 10 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MEERT/ZOLLER FINANCIAL GROUP- SAME ADDRESS AS SECURITIES BUSINESS; PRESIDENT; INSURANCE AND INVESTMENT SERVICES; 40 HRS. PER A WEEK 2) AUBURN IMAGE CENTER INC.; 1120 W. 15TH STREET, AUBURN, IN 46706; OWNER; LESS THAN 5 HOURS DEVOTED PER MONTH, NO HOURS DEVOTED DURING TRADING HOURS; NOT INVESTMENT RELATED. 3) BOSWELL-ZOLLER INC.; 1120 W. 15TH ST., AUBURN, IN 46706; OWNER; LESS THAN 5 HOURS PER MONTH, NO HOURS DEVOTED DURING TRADING HOURS; NOT INVESTMENT RELATED; BOD - AUBURN ROTARY CLUB; UNITED WAY OF DEKALB COUNTY BOD - 1% OF TIME SPENT 4) APPLE TREE ASSET MANAGEMENT, LLC - FORT WAYNE, IN; INVESTMENT ADVISER REPRESENTATIVE; STATE DATE: 12/2023 TO PRESENT; 20 HRS. PER WEEK DURING TRADING; INVESTMENT ADVISORY SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Robert Zoller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2023 - Present

APPLE TREE ASSET MANAGEMENT, LLC

Office #1: 4321 Flagstaff Cove, Fort Wayne, IN 46815

RIA

CRD#: 298437

Fort Wayne, IN

Past

January 28, 2010 - December 31, 2023

MEERT/ ZOLLER FINANCIAL GROUP

RIA

CRD#: 152627

HAMILTON, IN

Past

June 11, 2007 - February 8, 2010

SSN ADVISORY, INC.

RIA

CRD#: 126090

AUBURN, IN

Past

June 11, 2007 - February 8, 2010

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

AUBURN, IN

Past

March 28, 2005 - June 29, 2007

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

AUBURN, IN

Past

July 25, 2002 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

AUBURN, IN

Past

July 25, 2002 - June 29, 2007

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

AUBURN, IN

Past

June 1, 2001 - August 23, 2002

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

AUBURN, IN

Past

May 9, 2001 - August 23, 2002

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

February 13, 2001 - May 10, 2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

February 13, 2001 - May 10, 2001

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

December 7, 2000 - February 15, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APPLE TREE ASSET MANAGEMENT, LLC

CRD#: 298437 / SEC#: 801-130668

RIA

Registered Investment Advisory firm - (7/12/2024 Approved)

Indiana

Registered Investment Advisory firm - (9/9/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(12/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/8/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/6/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/6/2003

General Securities Principal Examination

Current Firm

APPLE TREE ASSET MANAGEMENT, LLC

CRD#: 298437 / SEC#: 801-130668

RIA

Registered Investment Advisory firm - (7/12/2024 Approved)

Indiana

Registered Investment Advisory firm - (9/9/2024 Terminated)

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Contact information

Main Address

4321 Flagstaff Cove, Fort Wayne, IN 46815

Mailing Address

Phone number

(260) 637-7278

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts	1,095
AUM (Assets Under Management)	$ 129,876,404

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary R. Zoller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Robert Zoller's CRS (Customer Relationship Summary).

Certified licenses

Experience

MEERT/ ZOLLER FINANCIAL GROUP

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

EDWARD JONES

Primary Firm SEC Registration

APPLE TREE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/2001

Series 63

Date: 12/8/2000

Series 7

Date: 12/6/2000

Series 24

Date: 5/6/2003

Current Firm

APPLE TREE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APPLE TREE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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