John R. Labadini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Richard Labadini was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 6 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2020 - June 9, 2021
VIGILANT DISTRIBUTORS, LLC
June 16, 2017 - April 20, 2018
FORESIDE FUND SERVICES, LLC
May 4, 2017 - May 8, 2017
ARCHER DISTRIBUTORS, LLC
November 25, 2015 - July 21, 2016
GBI CAPITAL, INC.
October 19, 2012 - February 2, 2015
ARCHER DISTRIBUTORS, LLC
September 6, 2007 - October 16, 2012
NORTHERN LIGHTS DISTRIBUTORS, LLC
April 11, 2007 - July 19, 2007
FORESIDE FUND SERVICES, LLC
January 9, 2001 - September 22, 2006
GUGGENHEIM DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
VIGILANT DISTRIBUTORS, LLC
CRD#: 285573 / SEC#: , 8-69854
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
