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William John Chigounis

CRD# 4286702·Registered 2001 - 2016
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William John Chigounis was a registered financial advisor. William was a previously registered financial professional and started their career in finance 2001 - 2016. William had worked at 3 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

RIVER CROSS SECURITES, LLLP·CRD# 141919
BD
Bala Cynwyd, PA
June 10, 2009 - December 21, 2016
SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
Bala Cynwyd, PA
August 16, 2005 - August 27, 2010
SAL EQUITY TRADING, GP·CRD# 29337
BD
Bala Cynwyd, PA
January 1, 2001 - August 27, 2010

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Current Firm

RC
RIVER CROSS SECURITES, LLLP

RIVER CROSS SECURITES, LLLP | RIVER CROSS SECURITIES, LP

CRD#: 141919 / SEC#: 8-67415
BD
Terminated by SEC on 02/17/2017

Contact Information

Established

Delaware since 03/14/2008

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
RIVERCROSS HOLDINGS, LLCLIMITED PARTNER—
CHIGOUNIS, WILLIAM JOHNCHIEF COMPLIANCE OFFICER4286702
HUANG, KAIPRESIDENT, AML COORDINATOR2462807
RIVERCROSS MANAGEMENT, LLCGENERAL PARTNER—
ROMEO, JOSEPH ANTHONYFINOP1356694

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2001

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2013About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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