DK
Derek E. Kriebel
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CRD#: 4286701
DK
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Eugene Kriebel was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 2001. Derek had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Shields,Blice & Co CPAs;not investment related;3020 W Market St,Akron,OH 44333;accounting firm/accountant;accountant/manager;4/1999;36 hrs/month;1-2 hrs during trading;personal & business tax prep & filing,Quickbooks accounting help,cashflow & budgeting analysis,financial retirement planning
2)Outside insurance-life,DI,LTC,health,fixed annuities;not investment related;outside insurance;registered/appointed rep;6/2014;4-12 hrs/month;1 hr during trading;term life insurance,whole life,disability,long term care,fixed annuities & health insurance
3)Ntrargn,Inc;not investment related;189 W Market St,Akron,OH 44319;tae kwon do studio;instructor/owner/5/10/2004;0-1 hr/week;0-1 hr during trading;teach tae kwon do to small group
4)Rental property;not investment related;696 Merton Ave,Akron,OH 44306;rent private residence;owner;4/2004;1 hr/month;0 hrs during trading;rent/maintain rental property
5)Certified Payroll Services;not investment related;3020 W Market Street,Akron,OH 44333;payroll services;VP/partner/owner;7/2006;0-1 hr/month;0-1 hr during trading;manage payroll employees
6)Alliance Financial Services;investment related;4576 Massillon Rd,North Canton,OH 44720;dba investment firm;VP/partner/owner;6/2010;202.5 hrs/month;6.5 hrs during trading;new business outreach,manage advisory clients,manage business,general operations management
7)Cirrus Wealth Management;investment related;6060 Rockside Woods Blvd,Cleveland,OH 44131;RIA;registered representative;11/2018;200 hrs/month;6.5 hrs during trading;run advisory brokerage business through RIA Cirrus Wealth Management
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 16, 2023 - January 29, 2025
SEQUOIA FINANCIAL GROUP, L.L.C.
RIA
CRD#: 117756
Akron, OH
Past
November 27, 2018 - October 20, 2023
CIRRUS WEALTH MANAGEMENT
RIA
CRD#: 282108
CLEVELAND, OH
Past
November 27, 2018 - September 7, 2023
TRIAD ADVISORS LLC
BD
CRD#: 25803
North Canton, OH
Past
February 17, 2005 - December 12, 2018
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Fairlawn, OH
Past
August 27, 2003 - December 12, 2018
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Fairlawn, OH
Past
February 14, 2001 - August 7, 2003
OSAIC FA, INC.
RIA
CRD#: 3978
FAIRLAWN, OH
Past
January 1, 2001 - August 7, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
January 1, 2001 - August 7, 2003
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SEQUOIA FINANCIAL GROUP, L.L.C.
AFFINIA FINANCIAL GROUP | ZEKE CAPITAL ADVISORS | ZCA, A SEQUOIA FINANCIAL GROUP COMPANY | SPECIAL NEEDS FINANCIAL PLANNING | SEQUOIA FINANCIAL GROUP, LLC | SEQUOIA FINANCIAL GROUP, L.L.C. | SEQUOIA FINANCIAL ADVISORS, L.L.C. | CARLSON RETIREMENT PLAN SERVICES
CRD#: 117756 / SEC#: 801-61089
RIA
Registered Investment Advisory firm - (4/19/2002 Approved)Ohio
Registered Investment Advisory firm - (5/10/2002 Terminated)Oregon
Registered Investment Advisory firm - (10/22/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SEQUOIA FINANCIAL GROUP, L.L.C.
AFFINIA FINANCIAL GROUP | ZEKE CAPITAL ADVISORS | ZCA, A SEQUOIA FINANCIAL GROUP COMPANY | SPECIAL NEEDS FINANCIAL PLANNING | SEQUOIA FINANCIAL GROUP, LLC | SEQUOIA FINANCIAL GROUP, L.L.C. | SEQUOIA FINANCIAL ADVISORS, L.L.C. | CARLSON RETIREMENT PLAN SERVICES
CRD#: 117756 / SEC#: 801-61089
RIA
Registered Investment Advisory firm - (4/19/2002 Approved)Ohio
Registered Investment Advisory firm - (5/10/2002 Terminated)Oregon
Registered Investment Advisory firm - (10/22/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3500 Embassy Parkway, Akron, OH 44333
Mailing Address
Phone number
(330) 375-9480
Established
Firm type
Fiscal year end
# of Employees
296
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,338 |
| AUM (Assets Under Management) | $ 23,033,619,111 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/18/2025 | ||
| 11/19/2024 | ||
| 01/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
